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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Technology 19.28%
2 Healthcare 11.06%
3 Consumer Discretionary 11.05%
4 Financials 8.77%
5 Communication Services 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENT icon
426
Central Garden & Pet Co
CENT
$2.76B
$102K 0.01%
3,199
– –
SCHW
427
Charles Schwab
SCHW
$182B
$102K 0.01%
2,802
-7,940
-74% -$276K
CACI icon
428
CACI
CACI
$10.8B
$101K 0.01%
476
– –
VRNT
429
DELISTED
Verint Systems
VRNT
$101K 0.01%
4,122
-8,547
-67% -$199K
BKD icon
430
Brookdale Senior Living
BKD
$3.55B
$99K 0.01%
38,800
– –
MDLZ icon
431
Mondelez International
MDLZ
$82.9B
$98K 0.01%
1,705
-15,772
-90% -$878K
ICFI icon
432
ICF International
ICFI
$1.5B
$97K 0.01%
1,569
– –
JBSS icon
433
John B. Sanfilippo & Son
JBSS
$986M
$97K 0.01%
1,282
– –
BSX icon
434
Boston Scientific
BSX
$68.4B
$96K 0.01%
2,500
-11,402
-82% -$439K
CULP icon
435
Culp Inc
CULP
$45.2M
$96K 0.01%
7,700
– –
UMPQ
436
DELISTED
Umpqua Holdings Corp
UMPQ
$96K 0.01%
9,000
-100,799
-92% -$1.11M
ACN icon
437
Accenture
ACN
$106B
$94K 0.01%
417
– –
MLM icon
438
Martin Marietta Materials
MLM
$34.2B
$94K 0.01%
400
– –
DLR icon
439
Digital Realty Trust
DLR
$69.6B
$93K 0.01%
634
-3,658
-85% -$548K
PHM icon
440
Pultegroup
PHM
$25.2B
$93K 0.01%
2,000
-3,600
-64% -$154K
SIRI icon
441
SiriusXM
SIRI
$11B
$93K 0.01%
1,730
– –
PSB
442
DELISTED
PS Business Parks, Inc.
PSB
$93K 0.01%
756
-934
-55% -$121K
TRU icon
443
TransUnion
TRU
$16B
$92K 0.01%
1,098
– –
FN icon
444
Fabrinet
FN
$14.9B
$91K 0.01%
1,444
– –
GRPN icon
445
Groupon
GRPN
$1.03B
$91K 0.01%
+4,440
New +$104K
SLP icon
446
Simulations Plus
SLP
$371M
$89K 0.01%
1,181
– –
LEA icon
447
Lear
LEA
$7.39B
$87K 0.01%
800
– –
SYY icon
448
Sysco
SYY
$40.8B
$87K 0.01%
1,405
-1,082
-44% -$63K
OXY icon
449
Occidental Petroleum
OXY
$55.7B
$84K 0.01%
8,400
– –
SI
450
DELISTED
Silvergate Capital Corporation
SI
$82K 0.01%
5,700
– –
16 17
18
19 20

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.