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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.76%
2 Technology 15.96%
3 Healthcare 14.61%
4 Industrials 13.14%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWBI icon
426
Smith & Wesson
SWBI
$587M
$644K 0.01%
88,728
– –
HSIC icon
427
Henry Schein
HSIC
$9.75B
$641K 0.01%
14,025
-221,340
-94% -$10.3M
SLGN icon
428
Silgan Holdings
SLGN
$4.06B
$639K 0.01%
27,200
– –
JAZZ icon
429
Jazz Pharmaceuticals
JAZZ
$15.6B
$637K 0.01%
3,965
-96
-2% -$14.8K
ZTS icon
430
Zoetis
ZTS
$30.3B
$617K 0.01%
16,700
– –
OKE icon
431
Oneok
OKE
$59.7B
$607K 0.01%
9,254
+54
+0.6% +$3.62K
LVNTA
432
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$607K 0.01%
16,001
-12,591
-44% -$461K
DUK icon
433
Duke Energy
DUK
$91.8B
$599K 0.01%
8,010
– –
BRCM
434
DELISTED
BROADCOM CORP CL-A
BRCM
$598K 0.01%
14,800
– –
PCG icon
435
PG&E
PCG
$29B
$595K 0.01%
13,200
– –
ENDP
436
DELISTED
Endo International plc
ENDP
$595K 0.01%
8,700
– –
KN icon
437
Knowles
KN
$2.97B
$590K 0.01%
22,250
+11,100
+100% +$339K
SYK icon
438
Stryker
SYK
$108B
$589K 0.01%
7,300
– –
SPB icon
439
Spectrum Brands
SPB
$1.97B
$588K 0.01%
6,500
– –
SPN
440
DELISTED
Superior Energy Services, Inc.
SPN
$588K 0.01%
1,790
+70
+4% +$24.2K
OGS icon
441
ONE Gas
OGS
$4.8B
$582K 0.01%
17,000
+5,700
+50% +$209K
CENTA icon
442
Central Garden & Pet Co Class A
CENTA
$2.17B
$580K 0.01%
90,125
+32,875
+57% +$233K
LULU icon
443
lululemon athletica
LULU
$10.9B
$580K 0.01%
13,800
– –
PKG icon
444
Packaging Corp of America
PKG
$20.6B
$568K 0.01%
8,900
-37,100
-81% -$2.49M
VSEC icon
445
VSE Corp
VSEC
$5B
$568K 0.01%
23,162
+5,800
+33% +$178K
IHS
446
DELISTED
IHS INC CL-A COM STK
IHS
$563K 0.01%
4,500
– –
AOL
447
DELISTED
AOL INC COMMON STOCK
AOL
$562K 0.01%
12,500
-1,800
-13% -$75.1K
HOS
448
Hornbeck Offshore Services, Inc.
HOS
$2.89B
$560K 0.01%
25,400
+13,900
+121% +$355K
BKNG icon
449
Booking.com
BKNG
$129B
$558K 0.01%
12,050
-725
-6% -$35.7K
SEB icon
450
Seaboard Corp
SEB
$4.11B
$535K 0.01%
200
– –
16 17
18
19 20

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.