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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USNA icon
401
Usana Health Sciences
USNA
$275M
$1.29M 0.03%
18,600
– –
OKE icon
402
Oneok
OKE
$59.7B
$1.28M 0.03%
24,900
– –
JACK icon
403
Jack in the Box
JACK
$261M
$1.25M 0.03%
13,000
– –
DNB
404
DELISTED
Dun & Bradstreet
DNB
$1.23M 0.03%
9,036
+36
+0.4% +$4.82K
R icon
405
Ryder
R
$9.25B
$1.23M 0.03%
18,600
– –
PLUS icon
406
ePlus
PLUS
$2.41B
$1.22M 0.03%
51,836
-1,764
-3% -$38.4K
OSK icon
407
Oshkosh
OSK
$8.84B
$1.19M 0.03%
21,300
– –
IPXL
408
DELISTED
Impax Laboratories, Inc.
IPXL
$1.17M 0.02%
49,300
-42,300
-46% -$1.14M
VRTV
409
DELISTED
VERITIV CORPORATION
VRTV
$1.16M 0.02%
23,121
– –
LVNTA
410
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$1.16M 0.02%
29,061
-710
-2% -$27.7K
VC icon
411
Visteon
VC
$2.61B
$1.14M 0.02%
15,841
+41
+0.3% +$2.87K
ADBE icon
412
Adobe
ADBE
$102B
$1.13M 0.02%
10,400
– –
ALGT icon
413
Allegiant Air
ALGT
$2.14B
$1.12M 0.02%
8,500
– –
MOG.A icon
414
Moog Inc Class A
MOG.A
$11.3B
$1.12M 0.02%
18,850
– –
TEN
415
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1.11M 0.02%
19,100
-6,600
-26% -$360K
ABMD
416
DELISTED
Abiomed Inc
ABMD
$1.11M 0.02%
8,600
– –
UBA
417
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$1.1M 0.02%
+49,595
New +$1.16M
CACI icon
418
CACI
CACI
$14.1B
$1.1M 0.02%
10,900
-88
-0.8% -$8.49K
GD icon
419
General Dynamics
GD
$97B
$1.1M 0.02%
7,087
-3
-0% -$447
PSA icon
420
Public Storage
PSA
$55.4B
$1.09M 0.02%
4,869
+29
+0.6% +$6.77K
FIZZ icon
421
National Beverage
FIZZ
$2.94B
$1.08M 0.02%
49,166
-65,034
-57% -$1.75M
LSXMA
422
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$1.08M 0.02%
+43,999
New +$1.07M
COP icon
423
ConocoPhillips
COP
$170B
$1.07M 0.02%
24,711
– –
USFD icon
424
US Foods
USFD
$19.9B
$1.07M 0.02%
+45,239
New +$1.1M
PLAB icon
425
Photronics
PLAB
$1.61B
$1.06M 0.02%
103,300
-4,700
-4% -$45.3K
15 16
17
18 19

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.