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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.76%
2 Technology 15.96%
3 Healthcare 14.61%
4 Industrials 13.14%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEC
401
DELISTED
CIMAREX ENERGY CO
XEC
$722K 0.02%
5,703
– –
CLW icon
402
Clearwater Paper
CLW
$341M
$715K 0.02%
+11,900
New +$787K
EHC icon
403
Encompass Health
EHC
$12B
$712K 0.02%
24,260
+22,500
+1,278% +$686K
SRCL
404
DELISTED
Stericycle Inc
SRCL
$711K 0.02%
6,100
– –
CLH icon
405
Clean Harbors
CLH
$16.8B
$706K 0.02%
13,100
– –
OSPN icon
406
OneSpan
OSPN
$657M
$702K 0.02%
+37,400
New +$547K
MDCO
407
DELISTED
Medicines Co
MDCO
$701K 0.02%
31,400
– –
STRZA
408
DELISTED
Starz - Series A
STRZA
$701K 0.02%
21,200
-410,900
-95% -$12.3M
PCH
409
DELISTED
PotlatchDeltic
PCH
$700K 0.02%
17,400
– –
DOV icon
410
Dover
DOV
$25.5B
$699K 0.02%
10,771
– –
VRTV
411
DELISTED
VERITIV CORPORATION
VRTV
$698K 0.02%
+13,949
New +$592K
VG
412
DELISTED
Vonage Holdings Corporation
VG
$696K 0.02%
212,100
– –
LGND icon
413
Ligand Pharmaceuticals
LGND
$5.52B
$695K 0.02%
23,724
– –
FBRC
414
DELISTED
FBR & Co. Common Stock
FBRC
$689K 0.02%
25,021
– –
NWSA icon
415
News Corp Class A
NWSA
$16.3B
$686K 0.02%
41,984
– –
UAL icon
416
United Airlines
UAL
$34.7B
$682K 0.02%
14,575
– –
UNM icon
417
Unum
UNM
$15.2B
$681K 0.02%
19,800
– –
ALOG
418
DELISTED
Analogic Corp
ALOG
$680K 0.02%
10,639
– –
MATV icon
419
Mativ Holdings
MATV
$656M
$676K 0.02%
16,356
-100
-0.6% -$4.26K
LEA icon
420
Lear
LEA
$6.22B
$674K 0.02%
7,800
– –
CST
421
DELISTED
CST Brands, Inc.
CST
$670K 0.02%
18,643
+899
+5% +$31.1K
FMBI
422
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$663K 0.01%
41,200
– –
AGO icon
423
Assured Guaranty
AGO
$3.14B
$652K 0.01%
29,400
– –
PES
424
DELISTED
Pioneer Energy Services Corp.
PES
$645K 0.01%
46,000
+21,000
+84% +$328K
OIS icon
425
Oil States International
OIS
$519M
$644K 0.01%
10,400
– –
15 16
17
18 19

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.