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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$857M
AUM Growth
-$13.9M
Cap. Flow
-$9.1M
Cap. Flow %
-1.06%
Top 10 Hldgs %
40.73%
Holding
571
New
62
Increased
76
Reduced
57
Closed
56

Top Buys

Rank Stock Value
1
ADI icon
Analog Devices
ADI
+$2.13M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M
3
MRNA icon
Moderna
MRNA
+$1.11M
4
CI icon
Cigna
CI
+$992K
5
BN icon
Brookfield
BN
+$952K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$4.79M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$3.64M
3
MXIM
Maxim Integrated Products
MXIM
+$2.12M
4
DIS icon
Walt Disney
DIS
+$1.46M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.42M

Sector Composition

Rank Sector Weight
1 Technology 20.25%
2 Consumer Discretionary 11.8%
3 Healthcare 10.54%
4 Financials 8.51%
5 Communication Services 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRNT
376
DELISTED
Verint Systems
VRNT
$121K 0.01%
2,700
– –
OGN icon
377
Organon & Co
OGN
$3.56B
$120K 0.01%
3,657
-737
-17% -$23.6K
TWO
378
Two Harbors Investment
TWO
$1.27B
$115K 0.01%
4,525
– –
STRO icon
379
Sutro Biopharma
STRO
$386M
$113K 0.01%
600
– –
GRPN icon
380
Groupon
GRPN
$1.03B
$109K 0.01%
4,796
– –
NTGR icon
381
NETGEAR
NTGR
$612M
$108K 0.01%
3,389
– –
MMI icon
382
Marcus & Millichap
MMI
$1.2B
$106K 0.01%
2,609
+379
+17% +$14.7K
JBSS icon
383
John B. Sanfilippo & Son
JBSS
$986M
$105K 0.01%
1,282
– –
BBWI icon
384
Bath & Body Works
BBWI
$3.97B
$101K 0.01%
1,600
-379
-19% -$24.1K
CULP icon
385
Culp Inc
CULP
$45.2M
$99K 0.01%
7,700
– –
MLCO icon
386
Melco Resorts & Entertainment
MLCO
$2.21B
$97K 0.01%
9,500
+1,000
+12% +$13.2K
MRLN
387
DELISTED
Marlin Business Services Corp
MRLN
$89K 0.01%
4,000
– –
POST icon
388
Post Holdings
POST
$4.42B
$83K 0.01%
1,146
– –
IT icon
389
Gartner
IT
$11.1B
$82K 0.01%
270
– –
TREC
390
DELISTED
Trecora Resources
TREC
$79K 0.01%
9,700
-2,108
-18% -$17.1K
ASAP
391
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$77K 0.01%
4,335
-8,180
-65% -$219K
SRDX
392
DELISTED
Surmodics
SRDX
$73K 0.01%
1,311
– –
FLWS icon
393
1-800-Flowers.com
FLWS
$252M
$72K 0.01%
2,354
– –
EGP icon
394
EastGroup Properties
EGP
$11.2B
$68K 0.01%
411
– –
AMT icon
395
American Tower
AMT
$83.5B
$66K 0.01%
249
– –
COHR icon
396
Coherent
COHR
$43.4B
$63K 0.01%
+1,060
New +$69.2K
IOSP icon
397
Innospec
IOSP
$2.09B
$63K 0.01%
751
– –
PLUG icon
398
Plug Power
PLUG
$2.65B
$61K 0.01%
2,400
+300
+14% +$8.04K
CRUS icon
399
Cirrus Logic
CRUS
$6.76B
$60K 0.01%
729
– –
MCRI icon
400
Monarch Casino & Resort
MCRI
$2.2B
$60K 0.01%
900
– –
14 15
16
17 18

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2021 Portfolio in Review

As of Q3 2021, First Quadrant held 571 positions worth $857M, down 1.6% from $871M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Quadrant's Q3 2021 filing shows 62 new, 76 increased, 57 reduced and 56 closed positions. Its largest new stake was Analog Devices: 12,680 shares worth $2.12M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $4.79M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • First Quadrant's largest Q3 2021 buy was Analog Devices: 12,680 shares worth $2.12M.
  • First Quadrant added most to iShares TIPS Bond ETF in Q3 2021, an estimated $1.75M increase.
  • First Quadrant's biggest Q3 2021 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $4.79M.
  • First Quadrant fully exited Brookfield Property REIT Inc. Class A Common Stock in Q3 2021, selling an estimated $3.64M.
  • First Quadrant's ten largest holdings make up 41% of its $857M portfolio in Q3 2021.
  • First Quadrant opened 62 new positions and closed 56 in Q3 2021.
  • First Quadrant's portfolio value fell 1.6% quarter-over-quarter to $857M.

Based on First Quadrant's 13F filing for Q3 2021, filed 26 Oct 2021.