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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.34%
2 Technology 16.25%
3 Healthcare 14.22%
4 Industrials 12.56%
5 Energy 10.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFSI
376
DELISTED
AmTrust Financial Services, Inc.
AFSI
$936K 0.02%
48,000
+1,800
+4% +$33.5K
DNB
377
DELISTED
Dun & Bradstreet
DNB
$935K 0.02%
9,000
– –
TMUS icon
378
T-Mobile US
TMUS
$194B
$927K 0.02%
35,700
-384,700
-92% -$9.4M
VTOL icon
379
Bristow Group
VTOL
$1.25B
$927K 0.02%
17,050
+1,250
+8% +$64.3K
ENTG icon
380
Entegris
ENTG
$19.8B
$917K 0.02%
90,300
– –
EHC icon
381
Encompass Health
EHC
$12B
$903K 0.02%
32,933
– –
STT icon
382
State Street
STT
$50.9B
$901K 0.02%
13,700
– –
ALOG
383
DELISTED
Analogic Corp
ALOG
$879K 0.02%
10,639
– –
ABG icon
384
Asbury Automotive
ABG
$3.68B
$878K 0.02%
16,500
– –
HBAN icon
385
Huntington Bancshares
HBAN
$33.8B
$864K 0.02%
104,600
– –
CAKE icon
386
Cheesecake Factory
CAKE
$4.81B
$857K 0.02%
19,500
– –
GBL
387
DELISTED
GAMCO Investors, Inc.
GBL
$850K 0.02%
20,798
+7,428
+56% +$246K
SRDX
388
DELISTED
Surmodics
SRDX
$842K 0.02%
35,400
-8,100
-19% -$174K
DISH
389
DELISTED
DISH Network Corp.
DISH
$837K 0.02%
18,586
-200
-1% -$9K
VYX icon
390
NCR Voyix
VYX
$1.04B
$828K 0.02%
34,065
– –
PLXS icon
391
Plexus
PLXS
$6.36B
$825K 0.02%
22,200
– –
PCH
392
DELISTED
PotlatchDeltic
PCH
$821K 0.02%
+20,700
New +$850K
CPB icon
393
Campbell Soup
CPB
$6.37B
$802K 0.02%
19,700
– –
PCG icon
394
PG&E
PCG
$29B
$790K 0.02%
19,300
+300
+2% +$13K
TECD
395
DELISTED
Tech Data Corp
TECD
$786K 0.02%
15,750
– –
DOV icon
396
Dover
DOV
$25.5B
$782K 0.02%
12,979
– –
UAL icon
397
United Airlines
UAL
$34.7B
$759K 0.02%
24,709
– –
SYK icon
398
Stryker
SYK
$108B
$757K 0.02%
11,200
-144,200
-93% -$9.96M
IPCC
399
DELISTED
Infinity Property & Casualty C
IPCC
$756K 0.02%
11,700
– –
RBCAA icon
400
Republic Bancorp
RBCAA
$1.9B
$752K 0.02%
27,300
-7,600
-22% -$203K
14 15
16
17 18

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.