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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
351
Abbott
ABT
$177B
$1.81M 0.04%
42,900
– –
F icon
352
Ford
F
$53.8B
$1.81M 0.04%
150,000
– –
FITB
353
Fifth Third Bancorp
FITB
$49.6B
$1.81M 0.04%
88,500
– –
MTX icon
354
Minerals Technologies
MTX
$2.11B
$1.78M 0.04%
25,200
– –
LAZ icon
355
Lazard
LAZ
$3.76B
$1.78M 0.04%
+48,865
New +$1.71M
LFUS icon
356
Littelfuse
LFUS
$10B
$1.76M 0.04%
13,700
-925
-6% -$113K
SVC
357
Service Properties Trust
SVC
$861M
$1.75M 0.04%
11,804
+11,795
+131,056% +$1.8M
WOOF
358
DELISTED
VCA Inc.
WOOF
$1.75M 0.04%
25,038
-113,569
-82% -$7.94M
GBX icon
359
The Greenbrier Companies
GBX
$1.32B
$1.74M 0.04%
49,210
-63,890
-56% -$2.09M
VTLE
360
DELISTED
Vital Energy
VTLE
$1.73M 0.04%
+6,686
New +$1.53M
VYX icon
361
NCR Voyix
VYX
$1.04B
$1.69M 0.04%
85,642
-29,436
-26% -$579K
HOLX
362
DELISTED
Hologic
HOLX
$1.68M 0.04%
+43,369
New +$1.64M
RL icon
363
Ralph Lauren
RL
$20B
$1.68M 0.04%
16,600
– –
VAR
364
DELISTED
Varian Medical Systems, Inc.
VAR
$1.66M 0.04%
19,044
– –
XRX icon
365
Xerox
XRX
$454M
$1.65M 0.04%
61,975
-247,014
-80% -$6.38M
CCP
366
DELISTED
Care Capital Properties, Inc.
CCP
$1.65M 0.03%
57,804
-10,396
-15% -$301K
CATO icon
367
Cato Corp
CATO
$48M
$1.64M 0.03%
+49,878
New +$1.73M
KEYS icon
368
Keysight
KEYS
$53.3B
$1.64M 0.03%
+51,670
New +$1.54M
LHX icon
369
L3Harris
LHX
$46.5B
$1.63M 0.03%
17,800
– –
UGI icon
370
UGI
UGI
$8.11B
$1.62M 0.03%
+35,797
New +$1.63M
MORN icon
371
Morningstar
MORN
$7.57B
$1.61M 0.03%
20,310
+19,675
+3,098% +$1.62M
ONIT
372
Onity Group
ONIT
$290M
$1.61M 0.03%
29,173
-2,934
-9% -$120K
KIM icon
373
Kimco Realty
KIM
$15.4B
$1.6M 0.03%
55,200
– –
RTX icon
374
RTX Corp
RTX
$263B
$1.58M 0.03%
24,788
– –
EWBC icon
375
East-West Bancorp
EWBC
$17.6B
$1.57M 0.03%
42,888
-35,812
-46% -$1.26M
13 14
15
16 17

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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.