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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.34%
2 Technology 16.25%
3 Healthcare 14.22%
4 Industrials 12.56%
5 Energy 10.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKD
301
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1.92M 0.05%
99,438
– –
KMB icon
302
Kimberly-Clark
KMB
$32.8B
$1.88M 0.05%
20,860
– –
IPXL
303
DELISTED
Impax Laboratories, Inc.
IPXL
$1.88M 0.05%
91,600
-1,900
-2% -$39.2K
TWC
304
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$1.86M 0.05%
16,714
-40
-0.2% -$4.5K
SNPS icon
305
Synopsys
SNPS
$70.5B
$1.84M 0.05%
48,900
– –
EQC
306
DELISTED
Equity Commonwealth
EQC
$1.84M 0.05%
+83,900
New +$2M
UCB
307
United Community Banks
UCB
$4.26B
$1.83M 0.05%
121,800
+81,500
+202% +$1.18M
TRV icon
308
Travelers Companies
TRV
$78.8B
$1.81M 0.05%
21,300
-3,400
-14% -$281K
BSX icon
309
Boston Scientific
BSX
$63.6B
$1.8M 0.05%
+153,400
New +$1.66M
MON
310
DELISTED
Monsanto Co
MON
$1.79M 0.05%
17,200
-59,500
-78% -$5.98M
MSI icon
311
Motorola Solutions
MSI
$77.6B
$1.75M 0.04%
29,526
– –
AIZ icon
312
Assurant
AIZ
$14.1B
$1.74M 0.04%
32,183
– –
INTU icon
313
Intuit
INTU
$88B
$1.73M 0.04%
26,100
-30,500
-54% -$1.97M
LH icon
314
Labcorp
LH
$26.3B
$1.72M 0.04%
20,219
-19
-0.1% -$1.6K
DAN icon
315
Dana Inc
DAN
$3.24B
$1.72M 0.04%
75,300
+70,500
+1,469% +$1.53M
FMER
316
DELISTED
FIRSTMERIT CORP
FMER
$1.7M 0.04%
78,466
– –
USNA icon
317
Usana Health Sciences
USNA
$275M
$1.7M 0.04%
39,200
-7,200
-16% -$289K
ARTC
318
DELISTED
ARTHROCARE CORP
ARTC
$1.67M 0.04%
47,000
+23,600
+101% +$824K
MMM icon
319
3M
MMM
$84.9B
$1.66M 0.04%
16,624
– –
FDS icon
320
Factset
FDS
$9.85B
$1.66M 0.04%
15,208
– –
PBI icon
321
Pitney Bowes
PBI
$2.37B
$1.65M 0.04%
90,931
-407,669
-82% -$6.69M
AD
322
Array Digital Infrastructure
AD
$3.29B
$1.58M 0.04%
34,782
+1,300
+4% +$54K
EXPO icon
323
Exponent
EXPO
$3.2B
$1.58M 0.04%
88,000
– –
AMZN icon
324
Amazon
AMZN
$2.68T
$1.55M 0.04%
98,940
– –
TGT icon
325
Target
TGT
$70.1B
$1.53M 0.04%
23,933
+900
+4% +$61.3K
11 12
13
14 15

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ICMH
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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.