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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHE icon
251
Benchmark Electronics
BHE
$2.66B
$3.07M 0.08%
134,000
-500
-0.4% -$11.1K
JWN
252
DELISTED
Nordstrom
JWN
$3.05M 0.08%
54,300
– –
PPC icon
253
Pilgrim's Pride
PPC
$7.13B
$3.05M 0.08%
181,500
+84,300
+87% +$1.39M
EBAY icon
254
eBay
EBAY
$51.2B
$3.01M 0.08%
128,349
+75,081
+141% +$1.68M
COO icon
255
Cooper Companies
COO
$14.2B
$2.98M 0.08%
92,048
+75,248
+448% +$2.43M
BIG
256
DELISTED
Big Lots, Inc.
BIG
$2.96M 0.08%
+79,900
New +$2.83M
USB icon
257
US Bancorp
USB
$97.9B
$2.96M 0.08%
80,899
+1,100
+1% +$40.7K
Y
258
DELISTED
Alleghany Corp
Y
$2.95M 0.07%
+7,200
New +$2.88M
STJ
259
DELISTED
St Jude Medical
STJ
$2.88M 0.07%
53,600
-90,400
-63% -$4.66M
PCP
260
DELISTED
PRECISION CASTPARTS CORP
PCP
$2.86M 0.07%
12,600
– –
SVC
261
Service Properties Trust
SVC
$1.05B
$2.82M 0.07%
20,080
-26,242
-57% -$3.63M
WBA
262
DELISTED
Walgreens Boots Alliance
WBA
$2.81M 0.07%
52,200
– –
GNTX icon
263
Gentex
GNTX
$5.1B
$2.81M 0.07%
+219,200
New +$2.6M
POLY
264
DELISTED
Plantronics, Inc.
POLY
$2.72M 0.07%
59,000
– –
F icon
265
Ford
F
$60.9B
$2.7M 0.07%
159,787
– –
ABT icon
266
Abbott
ABT
$187B
$2.66M 0.07%
80,168
+67,000
+509% +$2.35M
LCC
267
DELISTED
US AIRWAYS GROUP INC.
LCC
$2.65M 0.07%
139,500
– –
NOV icon
268
NOV
NOV
$6.84B
$2.62M 0.07%
37,212
– –
DLTR icon
269
Dollar Tree
DLTR
$24.8B
$2.59M 0.07%
45,300
– –
DLX icon
270
Deluxe
DLX
$1.25B
$2.56M 0.06%
61,478
-19,600
-24% -$787K
LVS icon
271
Las Vegas Sands
LVS
$31.4B
$2.51M 0.06%
37,773
+30,400
+412% +$1.76M
TIVO
272
DELISTED
TIVO INC
TIVO
$2.49M 0.06%
+200,200
New +$2.31M
AGCO icon
273
AGCO
AGCO
$8.41B
$2.49M 0.06%
41,188
– –
TWX
274
DELISTED
Time Warner Inc
TWX
$2.47M 0.06%
39,077
– –
FHI icon
275
Federated Hermes
FHI
$4.56B
$2.46M 0.06%
90,434
-68,766
-43% -$1.96M
9 10
11
12 13

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
Light Sky Macro New York $1.34M AUM
FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.