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FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
(-34%)
Cap. Flow
-$32.4M
Cap. Flow
% of AUM
-19.68%
Top 10 Holdings %
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0.1
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SNTS
SANTARUS INC
SNTS
|
+$6.74M |
| 2 |
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$5.64M |
| 3 |
Unilever NV New York Registry Shares
UN
|
+$3.21M |
| 4 |
Cisco
CSCO
|
+$2.8M |
| 5 |
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
|
+$2.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Deutsche Bank
DB
|
+$5.07M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.29M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4.06M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.12% |
| 2 | Energy | 7.74% |
| 3 | Technology | 7.34% |
| 4 | Consumer Staples | 4.7% |
| 5 | Healthcare | 3.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
151
DNP Select Income Fund
DNP
$3.79B
| $113K | 0.07% |
12,017
| – | – |
2013 Q2
2 quarters
|
|
|
CPWR
152
DELISTED
COMPUWARE CORP
CPWR
| $112K | 0.07% |
+10,410
| New | +$109K |
2013 Q4
0 quarters
|
|
153
Saba Capital Income & Opportunities Fund
BRW
$302M
| $110K | 0.07% |
+9,427
| New | +$112K |
2013 Q4
0 quarters
|
|
154
Genasys
GNSS
$60.6M
| $107K | 0.07% |
+56,865
| New | +$95.7K |
2013 Q4
0 quarters
|
|
|
UNT
155
DELISTED
UNIT Corporation
UNT
| $103K | 0.06% |
+2,000
| New | +$99.7K |
2013 Q4
0 quarters
|
|
|
NGD
156
DELISTED
New Gold Inc
NGD
| $100K | 0.06% |
+18,000
| New | +$98K |
2013 Q4
0 quarters
|
|
157
BlackBerry
BB
$4.73B
| $89K | 0.05% |
+12,000
| New | +$84.7K |
2013 Q4
0 quarters
|
|
158
Teradyne
TER
$50.8B
| $88K | 0.05% |
+5,000
| New | +$84.5K |
2013 Q4
0 quarters
|
|
|
ARIA
159
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $88K | 0.05% |
+13,000
| New | +$70.2K |
2013 Q4
0 quarters
|
|
160
T-Mobile US
TMUS
$171B
| $84K | 0.05% |
2,500
-12,500
| -83% | -$343K |
2013 Q2
2 quarters
|
|
161
Union Pacific
UNP
$172B
| $84K | 0.05% |
+1,000
| New | +$79.2K |
2013 Q4
0 quarters
|
|
162
CALL
Abercrombie & Fitch
ANF
$6.5B
| $82K | 0.05% |
+2,500
| New | +$86.3K |
2013 Q4
0 quarters
|
|
163
DELISTED
Telefonica
TEF
| $82K | 0.05% |
+6,814
| New | +$82.5K |
2013 Q4
0 quarters
|
|
164
PUT
iShares Russell 2000 ETF
IWM
$76.2B
| $81K | 0.05% |
700
-9,300
| -93% | -$1.03M |
2013 Q3
1 quarter
|
|
165
State Street SPDR S&P Regional Banking ETF
KRE
$3.31B
| $81K | 0.05% |
+2,000
| New | +$76.6K |
2013 Q4
0 quarters
|
|
|
NNA
166
DELISTED
Navios Maritime Acquisition Corporation
NNA
| $81K | 0.05% |
1,233
-1,100
| -47% | -$65.2K |
2013 Q2
2 quarters
|
|
167
DELISTED
Kinder Morgan Inc
KMI.WS
| $81K | 0.05% |
+20,000
| New | +$86.4K |
2013 Q4
0 quarters
|
|
168
DELISTED
Infoblox Inc
BLOX
| $80K | 0.05% |
+2,434
| New | +$95.3K |
2013 Q4
0 quarters
|
|
169
Cleveland-Cliffs
CLF
$6.91B
| $78K | 0.05% |
+3,000
| New | +$74K |
2013 Q4
0 quarters
|
|
170
Teck Resources
TECK
$31.7B
| $78K | 0.05% |
+3,000
| New | +$77.5K |
2013 Q4
0 quarters
|
|
171
DELISTED
HOMEAWAY INC COM
AWAY
| $72K | 0.04% |
+1,750
| New | +$59.7K |
2013 Q4
0 quarters
|
|
172
iShares MSCI Mexico ETF
EWW
$1.48B
| $68K | 0.04% |
+1,000
| New | +$65.7K |
2013 Q4
0 quarters
|
|
173
Lamar Advertising Co
LAMR
$15.2B
| $68K | 0.04% |
+1,300
| New | +$63.5K |
2013 Q4
0 quarters
|
|
174
DELISTED
Chesapeake Energy Corporation
CHK
| $68K | 0.04% |
+13
| New | +$66K |
2013 Q4
0 quarters
|
|
175
State Street Financial Select Sector SPDR ETF
XLF
$51.6B
| $66K | 0.04% |
+3,417
| New | +$62.9K |
2013 Q4
0 quarters
|
|
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First New York Securities's Q4 2013 Portfolio in Review
As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.
Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.
- First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
- First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
- First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
- First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
- First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
- First New York Securities opened 175 new positions and closed 248 in Q4 2013.
- First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.
Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.