First New York Securities’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

First New York Securities’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-133,500	Closed	-$2.76M	–	486
2014 Q4	$2.76M	Buy	133,500 +114,500	+603%	+$2.49M	4.9%	3
2014 Q3	$427K	Buy	+19,000	New	+$438K	0.3%	73
2014 Q1	–	Sell	-122,400	Closed	-$2.75M	–	498
2013 Q4	$2.75M	Buy	+122,400	New	+$2.72M	1.67%	12

Other funds holding PCI

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

First New York Securities's PCI Position: Q1 2015 in Review

First New York Securities sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q1 2015, closing a stake of 133,500 shares — an estimated $2.76M sold.

First New York Securities first reported a position in PCI in Q4 2013 and held it in 3 quarters. The position peaked at $2.76M in Q4 2014. 113 funds tracked by Wall St. Rank hold PCI as of Q1 2015.

First New York Securities reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q1 2015 after selling out during the quarter.
First New York Securities sold 133,500 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q1 2015, an estimated $2.76M.
First New York Securities first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2013 and held it in 3 quarters.
First New York Securities's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $2.76M in Q4 2014.
113 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q1 2015.

Based on First New York Securities's 13F filing for Q1 2015, filed 6 May 2015.