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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$32.4M
Cap. Flow %
-19.68%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.12%
2 Energy 7.74%
3 Technology 7.34%
4 Consumer Staples 4.7%
5 Healthcare 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$19.9M 12.12%
107,900
-33,100
-23% -$5.86M
SPY icon
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$9.23M 5.62%
50,000
+30,000
+150% +$5.31M
SNTS
3
DELISTED
SANTARUS INC
SNTS
$7.67M 4.66%
+240,000
New +$6.74M
LIFE
4
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$5.67M 3.45%
+74,808
New +$5.64M
AMBC.WS
5
DELISTED
Ambac Financial Group
AMBC.WS
$4.91M 2.99%
328,855
+79,468
+32% +$1.01M
UNG icon
6
CALL
United States Natural Gas Fund
UNG
$520M
$4.04M 2.45%
12,188
+5,938
+95% +$1.83M
ITB icon
7
CALL
iShares US Home Construction ETF
ITB
$2.25B
$3.72M 2.26%
+150,000
New +$3.39M
UN
8
DELISTED
Unilever NV New York Registry Shares
UN
$3.72M 2.26%
92,418
+82,418
+824% +$3.21M
UNG icon
9
PUT
United States Natural Gas Fund
UNG
$520M
$3.21M 1.95%
+9,688
New +$2.98M
EBAY icon
10
CALL
eBay
EBAY
$47B
$3.02M 1.84%
+130,680
New +$2.89M
CSCO icon
11
Cisco
CSCO
$433B
$2.84M 1.73%
+126,500
New +$2.8M
PCI
12
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.75M 1.67%
+122,400
New +$2.72M
CVX icon
13
Chevron
CVX
$396B
$2.51M 1.53%
+20,100
New +$2.43M
EDD
14
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$379M
$2.32M 1.41%
178,223
+171,535
+2,565% +$2.36M
AAPL icon
15
Apple
AAPL
$4.67T
$2.24M 1.36%
112,000
-177,800
-61% -$3.36M
XME icon
16
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.74B
$2.1M 1.28%
+50,000
New +$1.96M
GDX icon
17
CALL
VanEck Gold Miners ETF
GDX
$31B
$2.01M 1.22%
95,000
+74,000
+352% +$1.71M
IYR icon
18
CALL
iShares US Real Estate ETF
IYR
$4.58B
$1.89M 1.15%
+30,000
New +$1.93M
DB icon
19
Deutsche Bank
DB
$75.8B
$1.88M 1.14%
45,777
-125,803
-73% -$5.07M
NE
20
DELISTED
Noble Corporation
NE
$1.87M 1.14%
57,200
+40,040
+233% +$1.33M
ORIG
21
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$1.85M 1.12%
10
+7
+233% +$1.25M
ZNGA
22
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1.77M 1.08%
467,000
+372,000
+392% +$1.44M
VCI
23
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$1.72M 1.05%
+50,300
New +$1.49M
BUD icon
24
AB InBev
BUD
$158B
$1.7M 1.04%
16,000
+12,400
+344% +$1.27M
KO icon
25
CALL
Coca-Cola
KO
$386B
$1.65M 1%
+40,000
New +$1.58M
1
2 3 4 5

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OL
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NAM
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IWC
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First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.