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FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
(-34%)
Cap. Flow
-$32.4M
Cap. Flow
% of AUM
-19.68%
Top 10 Holdings %
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0.1
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SNTS
SANTARUS INC
SNTS
|
+$6.74M |
| 2 |
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$5.64M |
| 3 |
Unilever NV New York Registry Shares
UN
|
+$3.21M |
| 4 |
Cisco
CSCO
|
+$2.8M |
| 5 |
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
|
+$2.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Deutsche Bank
DB
|
+$5.07M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.29M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4.06M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.12% |
| 2 | Energy | 7.74% |
| 3 | Technology | 7.34% |
| 4 | Consumer Staples | 4.7% |
| 5 | Healthcare | 3.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$813B
| $19.9M | 12.12% |
107,900
-33,100
| -23% | -$5.86M |
2013 Q2
2 quarters
|
|
|
2
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$813B
| $9.23M | 5.62% |
50,000
+30,000
| +150% | +$5.31M |
2013 Q2
2 quarters
|
|
|
SNTS
3
DELISTED
SANTARUS INC
SNTS
| $7.67M | 4.66% |
+240,000
| New | +$6.74M |
2013 Q4
0 quarters
|
|
|
4
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
| $5.67M | 3.45% |
+74,808
| New | +$5.64M |
2013 Q4
0 quarters
|
|
5
DELISTED
Ambac Financial Group
AMBC.WS
| $4.91M | 2.99% |
328,855
+79,468
| +32% | +$1.01M |
2013 Q2
2 quarters
|
|
6
CALL
United States Natural Gas Fund
UNG
$532M
| $4.04M | 2.45% |
12,188
+5,938
| +95% | +$1.83M |
2013 Q2
2 quarters
|
|
7
CALL
iShares US Home Construction ETF
ITB
$2.32B
| $3.72M | 2.26% |
+150,000
| New | +$3.39M |
2013 Q4
0 quarters
|
|
|
8
DELISTED
Unilever NV New York Registry Shares
UN
| $3.72M | 2.26% |
92,418
+82,418
| +824% | +$3.21M |
2013 Q3
1 quarter
|
|
|
9
PUT
United States Natural Gas Fund
UNG
$532M
| $3.21M | 1.95% |
+9,688
| New | +$2.98M |
2013 Q4
0 quarters
|
|
10
CALL
eBay
EBAY
$52B
| $3.02M | 1.84% |
+130,680
| New | +$2.89M |
2013 Q4
0 quarters
|
|
|
11
Cisco
CSCO
$448B
| $2.84M | 1.73% |
+126,500
| New | +$2.8M |
2013 Q4
0 quarters
|
|
|
12
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $2.75M | 1.67% |
+122,400
| New | +$2.72M |
2013 Q4
0 quarters
|
|
13
Chevron
CVX
$436B
| $2.51M | 1.53% |
+20,100
| New | +$2.43M |
2013 Q4
0 quarters
|
|
14
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$336M
| $2.32M | 1.41% |
178,223
+171,535
| +2,565% | +$2.36M |
2013 Q3
1 quarter
|
|
15
Apple
AAPL
$5.01T
| $2.24M | 1.36% |
112,000
-177,800
| -61% | -$3.36M |
2013 Q2
2 quarters
|
|
16
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.96B
| $2.1M | 1.28% |
+50,000
| New | +$1.96M |
2013 Q4
0 quarters
|
|
17
CALL
VanEck Gold Miners ETF
GDX
$25B
| $2.01M | 1.22% |
95,000
+74,000
| +352% | +$1.71M |
2013 Q3
1 quarter
|
|
18
CALL
iShares US Real Estate ETF
IYR
$4.12B
| $1.89M | 1.15% |
+30,000
| New | +$1.93M |
2013 Q4
0 quarters
|
|
|
19
Deutsche Bank
DB
$61.6B
| $1.88M | 1.14% |
45,777
-125,803
| -73% | -$5.07M |
2013 Q2
2 quarters
|
|
20
DELISTED
Noble Corporation
NE
| $1.87M | 1.14% |
57,200
+40,040
| +233% | +$1.33M |
2013 Q2
2 quarters
|
|
|
ORIG
21
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
| $1.85M | 1.12% |
10
+7
| +233% | +$1.25M |
2013 Q3
1 quarter
|
|
|
ZNGA
22
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $1.77M | 1.08% |
467,000
+372,000
| +392% | +$1.44M |
2013 Q3
1 quarter
|
|
|
VCI
23
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
| $1.72M | 1.05% |
+50,300
| New | +$1.49M |
2013 Q4
0 quarters
|
|
24
AB InBev
BUD
$157B
| $1.7M | 1.04% |
16,000
+12,400
| +344% | +$1.27M |
2013 Q2
2 quarters
|
|
25
CALL
Coca-Cola
KO
$395B
| $1.65M | 1% |
+40,000
| New | +$1.58M |
2013 Q4
0 quarters
|
|
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First New York Securities's Q4 2013 Portfolio in Review
As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.
Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.
- First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
- First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
- First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
- First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
- First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
- First New York Securities opened 175 new positions and closed 248 in Q4 2013.
- First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.
Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.