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NAM

Nichols Asset Management Portfolio holdings

AUM $51M
1-Year Est. Return 5.34%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+5.34%
3 Year Est. Return
+43.83%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$51M
AUM Growth
-$2.56M
Cap. Flow
-$1.59M
Cap. Flow %
-3.12%
Top 10 Hldgs %
48.92%
Holding
70
New
1
Increased
2
Reduced
4
Closed
6

Top Buys

1
COST icon
Costco
COST
+$200K
2
JNJ icon
Johnson & Johnson
JNJ
+$9.24K

Top Sells

1
TEVA icon
Teva Pharmaceuticals
TEVA
+$466K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$464K
3
NKE icon
Nike
NKE
+$235K
4
JCI icon
Johnson Controls International
JCI
+$210K
5
SJM icon
J.M. Smucker
SJM
+$203K

Sector Composition

1 Healthcare 12.93%
2 Technology 7.5%
3 Consumer Staples 7.09%
4 Industrials 6.75%
5 Financials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.3B
$5.45M 10.68%
146,333
– –
JNK icon
2
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$5.37M 10.53%
49,063
– –
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$2.66M 5.22%
11,894
– –
DIA icon
4
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$2.51M 4.93%
12,718
– –
QQQ icon
5
Invesco QQQ Trust
QQQ
$466B
$2.33M 4.57%
19,668
-3,930
-17% -$464K
DVY icon
6
iShares Select Dividend ETF
DVY
$23.8B
$1.64M 3.23%
18,565
– –
MRSH
7
Marsh
MRSH
$87.8B
$1.6M 3.13%
23,610
– –
IGSB icon
8
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.37M 2.69%
26,088
– –
INTC icon
9
Intel
INTC
$478B
$1.01M 1.98%
27,782
– –
MMM icon
10
3M
MMM
$83.4B
$1.01M 1.98%
6,745
– –
JNJ icon
11
Johnson & Johnson
JNJ
$609B
$968K 1.9%
8,405
+80
+1% +$9.24K
CNC icon
12
Centene
CNC
$32.8B
$953K 1.87%
33,712
– –
MCD icon
13
McDonald's
MCD
$190B
$923K 1.81%
7,580
– –
BDX icon
14
Becton Dickinson
BDX
$43.6B
$813K 1.6%
5,035
– –
GE icon
15
GE Aerospace
GE
$364B
$807K 1.58%
5,327
– –
RTX icon
16
RTX Corp
RTX
$261B
$774K 1.52%
11,226
– –
NVS icon
17
Novartis
NVS
$293B
$750K 1.47%
11,484
– –
PEP icon
18
PepsiCo
PEP
$187B
$718K 1.41%
6,865
– –
GIS icon
19
General Mills
GIS
$20.3B
$634K 1.24%
10,270
– –
ROP icon
20
Roper Technologies
ROP
$36.6B
$629K 1.23%
3,435
– –
ABBV icon
21
AbbVie
ABBV
$450B
$612K 1.2%
9,780
– –
TJX icon
22
TJX Companies
TJX
$171B
$609K 1.19%
16,220
– –
SF
23
Stifel
SF
$11.8B
$586K 1.15%
26,393
– –
TMO icon
24
Thermo Fisher Scientific
TMO
$198B
$585K 1.15%
4,146
– –
IWM icon
25
iShares Russell 2000 ETF
IWM
$82.2B
$568K 1.11%
4,215
– –
1
2 3

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JPC
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OL
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IWC
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RCI
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MNH
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Nichols Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Nichols Asset Management held 70 positions worth $51M, down 4.8% from $53.5M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Nichols Asset Management withdrew a net $1.59M in Q4 2016, closing 6 positions and reducing 4 holdings. Its most notable exit was Teva Pharmaceuticals, an estimated $466K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 15% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Nichols Asset Management opened a new position in Costco worth $210K.

  • Nichols Asset Management's largest Q4 2016 buy was Costco: 1,310 shares worth $210K.
  • Nichols Asset Management added most to Johnson & Johnson in Q4 2016, an estimated $9.24K increase.
  • Nichols Asset Management's biggest Q4 2016 reduction was Invesco QQQ Trust, cutting an estimated $464K.
  • Nichols Asset Management fully exited Teva Pharmaceuticals in Q4 2016, selling an estimated $466K.
  • Nichols Asset Management's ten largest holdings make up 49% of its $51M portfolio in Q4 2016.
  • Nichols Asset Management opened 1 new position and closed 6 in Q4 2016.
  • Nichols Asset Management's portfolio value fell 4.8% quarter-over-quarter to $51M.

Based on Nichols Asset Management's 13F filing for Q4 2016, filed 10 Feb 2017.