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NAM

Nichols Asset Management Portfolio holdings

AUM $51M
1-Year Est. Return 5.34%
This Fund
S&P 500
This Quarter Est. Return
+2.43%
1 Year Est. Return
+5.34%
3 Year Est. Return
+43.83%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$53.5M
AUM Growth
+$4.32M
Cap. Flow
+$3.16M
Cap. Flow %
5.89%
Top 10 Hldgs %
47.86%
Holding
71
New
2
Increased
8
Reduced
1
Closed
2

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.7M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.52M
3
AMGN icon
Amgen
AMGN
+$244K
4
QCOM icon
Qualcomm
QCOM
+$219K
5
AAPL icon
Apple
AAPL
+$206K

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$712K
2
COST icon
Costco
COST
+$206K
3
JCI icon
Johnson Controls International
JCI
+$29.9K

Sector Composition

Rank Sector Weight
1 Healthcare 14.82%
2 Consumer Staples 7.18%
3 Technology 7.14%
4 Industrials 6.55%
5 Financials 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
1
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.78M 10.8%
146,333
+42,500
+41% +$1.7M
JNK icon
2
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$5.41M 10.1%
49,063
+14,007
+40% +$1.52M
QQQ icon
3
Invesco QQQ Trust
QQQ
$455B
$2.8M 5.23%
23,598
– –
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$2.57M 4.81%
11,894
– –
DIA icon
5
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.33M 4.34%
12,718
– –
DVY icon
6
iShares Select Dividend ETF
DVY
$24B
$1.59M 2.97%
18,565
+401
+2% +$34.6K
MRSH
7
Marsh
MRSH
$86.3B
$1.59M 2.97%
23,610
+1,010
+4% +$67.7K
IGSB icon
8
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$1.38M 2.58%
26,088
– –
CNC icon
9
Centene
CNC
$31.3B
$1.13M 2.11%
33,712
– –
INTC icon
10
Intel
INTC
$464B
$1.05M 1.96%
27,782
+980
+4% +$34.7K
MMM icon
11
3M
MMM
$89B
$994K 1.86%
6,745
– –
JNJ icon
12
Johnson & Johnson
JNJ
$634B
$983K 1.84%
8,325
– –
BDX icon
13
Becton Dickinson
BDX
$43.1B
$883K 1.65%
5,035
– –
MCD icon
14
McDonald's
MCD
$188B
$874K 1.63%
7,580
– –
NVS icon
15
Novartis
NVS
$295B
$812K 1.52%
11,484
+469
+4% +$34.2K
GE icon
16
GE Aerospace
GE
$367B
$756K 1.41%
5,327
– –
PEP icon
17
PepsiCo
PEP
$186B
$747K 1.4%
6,865
– –
RTX icon
18
RTX Corp
RTX
$287B
$718K 1.34%
11,226
– –
TMO icon
19
Thermo Fisher Scientific
TMO
$211B
$659K 1.23%
4,146
– –
GIS icon
20
General Mills
GIS
$19.2B
$656K 1.23%
10,270
– –
ROP icon
21
Roper Technologies
ROP
$36.3B
$627K 1.17%
3,435
– –
ABBV icon
22
AbbVie
ABBV
$458B
$617K 1.15%
9,780
+670
+7% +$43.4K
TJX icon
23
TJX Companies
TJX
$170B
$606K 1.13%
16,220
– –
CVS icon
24
CVS Health
CVS
$137B
$585K 1.09%
6,576
– –
BIIB icon
25
Biogen
BIIB
$29.9B
$578K 1.08%
1,845
– –
1
2 3

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IWC
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Nichols Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Nichols Asset Management held 71 positions worth $53.5M, up 8.8% from $49.2M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Nichols Asset Management deployed $3.16M of net new capital in Q3 2016, opening 2 new positions and adding to 8 existing holdings. Its largest new stake was Qualcomm: 3,600 shares worth $247K.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 15% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Johnson Controls International, an estimated $29.9K trimmed.

  • Nichols Asset Management's largest Q3 2016 buy was Qualcomm: 3,600 shares worth $247K.
  • Nichols Asset Management added most to iShares Preferred and Income Securities ETF in Q3 2016, an estimated $1.7M increase.
  • Nichols Asset Management's biggest Q3 2016 reduction was Johnson Controls International, cutting an estimated $29.9K.
  • Nichols Asset Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $712K.
  • Nichols Asset Management's ten largest holdings make up 48% of its $53.5M portfolio in Q3 2016.
  • Nichols Asset Management opened 2 new positions and closed 2 in Q3 2016.
  • Nichols Asset Management's portfolio value rose 8.8% quarter-over-quarter to $53.5M.

Based on Nichols Asset Management's 13F filing for Q3 2016, filed 10 Nov 2016.