First New York Securities’s Deutsche Bank DB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$1.09M	Sell	67,200 -26,880	-29%	-$379K	2.03%	9
2016 Q3	$1.1M	Sell	94,080 -96,320	-51%	-$1.18M	0.91%	29
2016 Q2	$2.33M	Buy	+190,400	New	+$2.86M	1.45%	17
2016 Q1	–	Hold	0	–	–	–	262
2015 Q4	–	Sell	-49,963	Closed	-$1.2M	–	124
2015 Q3	$1.2M	Buy	49,963 +38,763	+346%	+$1.07M	0.6%	35
2015 Q2	$302K	Sell	11,200 -24,975	-69%	-$725K	0.15%	65
2015 Q1	$1.12M	Buy	+36,175	New	+$1.01M	1.15%	16
2014 Q4	–	Sell	-29,247	Closed	-$910K	–	399
2014 Q3	$910K	Sell	29,247 -5,006	-15%	-$155K	0.65%	38
2014 Q2	$1.08M	Buy	+34,253	New	+$1.22M	1.29%	16
2014 Q1	–	Sell	-45,777	Closed	-$1.88M	–	404
2013 Q4	$1.88M	Sell	45,777 -125,803	-73%	-$5.07M	1.94%	19
2013 Q3	$6.71M	Buy	171,580 +13,517	+9%	+$521K	5.26%	4
2013 Q2	$5.65M	Buy	+158,063	New	+$5.99M	3.35%	12