First Manhattan’s Gladstone Capital GLAD Stock Holding History

First Manhattan’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-50	Closed	–	–	1383
2013 Q3	$0	Hold	50	–	–	﹤0.01%	1379
2013 Q2	$0	Buy	+50	New	+$875	﹤0.01%	1365

Other funds holding GLAD

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

First Manhattan's GLAD Position: Q4 2013 in Review

First Manhattan sold out of Gladstone Capital (GLAD) in Q4 2013, closing a stake of 50 shares.

First Manhattan first reported a position in GLAD in Q2 2013 and held it in 2 quarters. The position peaked at $0 in Q3 2013. 81 funds tracked by Wall St. Rank hold GLAD as of Q4 2013.

First Manhattan reported no remaining Gladstone Capital position as of Q4 2013 after selling out during the quarter.
First Manhattan sold 50 Gladstone Capital shares in Q4 2013.
First Manhattan first reported a position in Gladstone Capital in Q2 2013 and held it in 2 quarters.
First Manhattan's Gladstone Capital position peaked at $0 in Q3 2013.
81 funds tracked by Wall St. Rank held Gladstone Capital as of Q4 2013.

Based on First Manhattan's 13F filing for Q4 2013, filed 4 Feb 2014.