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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
Cap. Flow
+$72.8M
Cap. Flow %
9.79%
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.99M
2
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$8.6M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$8.42M
4
KDP icon
Keurig Dr Pepper
KDP
+$7.76M
5
BA icon
Boeing
BA
+$7.75M

Top Sells

Rank Stock Value
1
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$8.39M
2
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$7.91M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$7.19M
4
DHC
Diversified Healthcare Trust
DHC
+$7.18M
5
UL icon
Unilever
UL
+$7.09M

Sector Composition

Rank Sector Weight
1 Technology 9.06%
2 Financials 6.28%
3 Consumer Staples 5.56%
4 Industrials 5.24%
5 Real Estate 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
201
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$213K 0.03%
4,134
-71,544
-95% -$3.79M
VCIT icon
202
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$210K 0.03%
+2,460
New +$212K
VIG icon
203
Vanguard Dividend Appreciation ETF
VIG
$111B
$209K 0.03%
+2,708
New +$210K
TFI icon
204
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$207K 0.03%
+4,326
New +$206K
WBA
205
DELISTED
Walgreens Boots Alliance
WBA
$206K 0.03%
+3,515
New +$231K
BRK.B icon
206
Berkshire Hathaway Class B
BRK.B
$1.1T
$203K 0.03%
+1,455
New +$194K
ING icon
207
ING
ING
$99.8B
$190K 0.03%
13,596
+950
+8% +$13.1K
NJ
208
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$176K 0.02%
+10,373
New +$169K
KEM
209
DELISTED
KEMET Corporation
KEM
$176K 0.02%
42,711
– –
BBVA icon
210
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
$131K 0.02%
+11,635
New +$136K
HYT icon
211
BlackRock Corporate High Yield Fund
HYT
$1.36B
$120K 0.02%
+10,137
New +$122K
AGG icon
212
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-2,820
Closed -$307K
BSV icon
213
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-83,919
Closed -$6.78M
CPB icon
214
Campbell Soup
CPB
$6.55B
– –
-58,200
Closed -$2.71M
DE icon
215
Deere & Co
DE
$160B
– –
-67,561
Closed -$6.19M
DHC
216
Diversified Healthcare Trust
DHC
$2.15B
– –
-295,370
Closed -$7.18M
DOL icon
217
WisdomTree True Developed International Fund
DOL
$830M
– –
-70,646
Closed -$3.79M
ED icon
218
Consolidated Edison
ED
$40.1B
– –
-7,391
Closed -$426K
EDIV icon
219
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
– –
-196,810
Closed -$7.91M
EWZ icon
220
iShares MSCI Brazil ETF
EWZ
$9.28B
– –
-63,038
Closed -$3.06M
HEDJ icon
221
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
– –
-285,962
Closed -$8.39M
IYJ icon
222
iShares US Industrials ETF
IYJ
$1.98B
– –
-4,060
Closed -$210K
JNPR
223
DELISTED
Juniper Networks
JNPR
– –
-114,200
Closed -$2.79M
MOS icon
224
The Mosaic Company
MOS
$7.03B
– –
-53,600
Closed -$2.68M
PEG icon
225
Public Service Enterprise Group
PEG
$38.2B
– –
-158,808
Closed -$6.55M
6 7 8
9
10

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ICM
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GIM
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FAM
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PI
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RVP
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SPG
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BOK
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First Allied Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.

  • First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
  • First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
  • First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
  • First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
  • First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
  • First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
  • First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.

Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.