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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
Cap. Flow
-$4.47M
Cap. Flow %
-0.64%
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30

Top Buys

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.09M
2
ATI icon
ATI
ATI
+$6.56M
3
DOC icon
Healthpeak Properties
DOC
+$6.48M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.4M
5
DLR icon
Digital Realty Trust
DLR
+$6.26M

Top Sells

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$10.1M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.69M
3
CAH icon
Cardinal Health
CAH
+$7.16M
4
PIM
Franklin Master Intermediate Income Trust
PIM
+$7.04M
5
STX icon
Seagate
STX
+$6.62M

Sector Composition

Rank Sector Weight
1 Financials 9.78%
2 Technology 6.68%
3 Energy 6.29%
4 Healthcare 5.11%
5 Industrials 4.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAS
201
DELISTED
AGL Resources Inc
GAS
– –
-66,477
Closed -$3.04M
DO
202
DELISTED
Diamond Offshore Drilling
DO
– –
-76,804
Closed -$4.75M
5 6 7 8
9

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ICM
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GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
  • First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
  • First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
  • First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
  • First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
  • First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
  • First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.

Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.