FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Return 9.35%
This Quarter Return
+5.95%
1 Year Return
+9.35%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$695M
AUM Growth
+$30.3M
Cap. Flow
-$1.4M
Cap. Flow %
-0.2%
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30

Top Buys

1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
$8.24M
2
ATI icon
ATI
ATI
$7.14M
3
MPC icon
Marathon Petroleum
MPC
$6.55M
4
DD icon
DuPont de Nemours
DD
$6.5M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$6.41M

Top Sells

1
PGX icon
Invesco Preferred ETF
PGX
$10.1M
2
CAH icon
Cardinal Health
CAH
$7.82M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
$7.69M
4
PIM
Putnam Master Intermediate Income Trust
PIM
$7.04M
5
STX icon
Seagate
STX
$6.62M

Sector Composition

1 Financials 9.78%
2 Technology 6.68%
3 Energy 6.29%
4 Healthcare 5.11%
5 Industrials 4.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CAT icon
176
Caterpillar
CAT
$197B
– –
-32,442
Closed -$2.65M
CNP icon
177
CenterPoint Energy
CNP
$24.6B
– –
-8,614
Closed -$207K
EVG
178
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
– –
-202,692
Closed -$3.07M
EVV
179
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
– –
-205,326
Closed -$3.17M
IEI icon
180
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
– –
-4,570
Closed -$555K
IWM icon
181
iShares Russell 2000 ETF
IWM
$67.4B
– –
-4,925
Closed -$526K
KO icon
182
Coca-Cola
KO
$293B
– –
-69,566
Closed -$2.67M
LAZ icon
183
Lazard
LAZ
$5.28B
– –
-62,700
Closed -$2.28M
MCR
184
MFS Charter Income Trust
MCR
$268M
– –
-17,171
Closed -$152K
MIN
185
MFS Intermediate Income Trust
MIN
$308M
– –
-941,841
Closed -$5.03M
PGX icon
186
Invesco Preferred ETF
PGX
$3.92B
– –
-741,336
Closed -$10.1M
PIM
187
Putnam Master Intermediate Income Trust
PIM
$163M
– –
-1,435,736
Closed -$7.04M
PM icon
188
Philip Morris
PM
$251B
– –
-2,820
Closed -$242K
SABA
189
Saba Capital Income & Opportunities Fund II
SABA
$257M
– –
-132,023
Closed -$2.15M
STX icon
190
Seagate
STX
$39.8B
– –
-150,352
Closed -$6.62M
TEI
191
Templeton Emerging Markets Income Fund
TEI
$292M
– –
-178,416
Closed -$2.46M
TEVA icon
192
Teva Pharmaceuticals
TEVA
$21.6B
– –
-148,153
Closed -$5.62M
UWM icon
193
ProShares Ultra Russell2000
UWM
$365M
– –
-14,816
Closed -$270K
VNQ icon
194
Vanguard Real Estate ETF
VNQ
$34.6B
– –
-116,010
Closed -$7.69M
WMT icon
195
Walmart
WMT
$797B
– –
-107,655
Closed -$2.58M
VXZ
196
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-3,202
Closed -$241K
LHO
197
DELISTED
LaSalle Hotel Properties
LHO
– –
-98,700
Closed -$2.85M
ALTR
198
DELISTED
ALTERA CORP
ALTR
– –
-62,800
Closed -$2.33M
SWY
199
DELISTED
SAFEWAY INC
SWY
– –
-121,753
Closed -$3.48M
COY
200
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
– –
-17,000
Closed -$122K
5 6 7
8
9