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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
Cap. Flow
+$72.8M
Cap. Flow %
9.79%
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.99M
2
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$8.6M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$8.42M
4
KDP icon
Keurig Dr Pepper
KDP
+$7.76M
5
BA icon
Boeing
BA
+$7.75M

Top Sells

Rank Stock Value
1
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$8.39M
2
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$7.91M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$7.19M
4
DHC
Diversified Healthcare Trust
DHC
+$7.18M
5
UL icon
Unilever
UL
+$7.09M

Sector Composition

Rank Sector Weight
1 Technology 9.06%
2 Financials 6.28%
3 Consumer Staples 5.56%
4 Industrials 5.24%
5 Real Estate 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUR icon
151
Murphy Oil
MUR
$5.7B
$889K 0.12%
15,737
+3,039
+24% +$188K
PPL
152
PPL Corp
PPL
$26.5B
$871K 0.12%
28,537
+3,812
+15% +$119K
M icon
153
Macy's
M
$6.53B
$868K 0.12%
14,664
+2,010
+16% +$119K
VTV icon
154
Vanguard Morningstar Value ETF
VTV
$188B
$853K 0.11%
10,509
-724
-6% -$59.2K
IVW icon
155
iShares S&P 500 Growth ETF
IVW
$73.8B
$823K 0.11%
+30,752
New +$819K
IWM icon
156
iShares Russell 2000 ETF
IWM
$79.8B
$820K 0.11%
7,492
+4,544
+154% +$520K
MINT icon
157
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$806K 0.11%
+7,927
New +$804K
OMC icon
158
Omnicom Group
OMC
$21.6B
$789K 0.11%
11,352
+1,612
+17% +$115K
IJJ icon
159
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$746K 0.1%
+12,406
New +$775K
KEY icon
160
KeyCorp
KEY
$24.2B
$724K 0.1%
53,619
+6,946
+15% +$95K
QQQ icon
161
Invesco QQQ Trust
QQQ
$453B
$716K 0.1%
+7,235
New +$705K
EEM icon
162
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$700K 0.09%
+16,851
New +$745K
EEMV icon
163
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$617K 0.08%
10,323
-96
-0.9% -$5.92K
IWF icon
164
iShares Russell 1000 Growth ETF
IWF
$121B
$609K 0.08%
26,524
+8,172
+45% +$187K
AGZ icon
165
iShares Agency Bond ETF
AGZ
$558M
$608K 0.08%
5,415
-1,120
-17% -$126K
MVV icon
166
ProShares Ultra MidCap400
MVV
$153M
$568K 0.08%
+25,767
New +$597K
BND icon
167
Vanguard Total Bond Market
BND
$157B
$564K 0.08%
+6,923
New +$568K
DGX icon
168
Quest Diagnostics
DGX
$25.7B
$511K 0.07%
8,417
-57,100
-87% -$3.52M
SRLN icon
169
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$488K 0.07%
9,974
-2,234
-18% -$111K
IWR icon
170
iShares Russell Mid-Cap ETF
IWR
$56B
$487K 0.07%
12,296
+228
+2% +$9.18K
FLOT icon
171
iShares Floating Rate Bond ETF
FLOT
$10.2B
$418K 0.06%
+8,273
New +$420K
XLI icon
172
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$395K 0.05%
+7,393
New +$397K
XLY icon
173
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$391K 0.05%
+11,740
New +$397K
IYW icon
174
iShares US Technology ETF
IYW
$23.6B
$381K 0.05%
15,244
+6,308
+71% +$158K
XLP icon
175
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$372K 0.05%
8,232
+3,402
+70% +$153K
5 6
7
8 9

Similar funds

SAG
Sterne Agee Group Birmingham, Alabama $681M AUM 8.94% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.

  • First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
  • First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
  • First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
  • First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
  • First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
  • First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
  • First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.

Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.