We are live on ! Find out more
FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
Cap. Flow
-$4.47M
Cap. Flow %
-0.64%
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30

Top Buys

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.09M
2
ATI icon
ATI
ATI
+$6.56M
3
DOC icon
Healthpeak Properties
DOC
+$6.48M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.4M
5
DLR icon
Digital Realty Trust
DLR
+$6.26M

Top Sells

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$10.1M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.69M
3
CAH icon
Cardinal Health
CAH
+$7.16M
4
PIM
Franklin Master Intermediate Income Trust
PIM
+$7.04M
5
STX icon
Seagate
STX
+$6.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 55.25%
2 Financials 9.88%
3 Energy 7.13%
4 Technology 6.68%
5 Healthcare 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUR icon
151
Murphy Oil
MUR
$5.4B
$468K 0.07%
7,308
+1,192
+19% +$74.7K
RPAI
152
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$466K 0.07%
36,578
-16,536
-31% -$224K
SPLV icon
153
Invesco S&P 500 Low Volatility ETF
SPLV
$7.05B
$442K 0.06%
+13,315
New +$432K
CSG
154
DELISTED
CHAMBERS STR PPTYS COM
CSG
$430K 0.06%
56,111
-94,009
-63% -$801K
DWX icon
155
State Street SPDR S&P International Dividend ETF
DWX
$529M
$380K 0.05%
8,000
– –
JNK icon
156
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.81B
$367K 0.05%
3,018
+845
+39% +$102K
VO icon
157
Vanguard Morningstar Mid-Cap ETF
VO
$105B
$356K 0.05%
+13,012
New +$346K
BRK.B icon
158
Berkshire Hathaway Class B
BRK.B
$1.09T
$344K 0.05%
2,900
– –
IWB icon
159
iShares Russell 1000 ETF
IWB
$48.7B
$342K 0.05%
3,309
+300
+10% +$29.7K
COLE
160
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$335K 0.05%
23,866
-40,749
-63% -$555K
CAH icon
161
Cardinal Health
CAH
$52.6B
$321K 0.05%
4,808
-117,122
-96% -$7.16M
SSO icon
162
ProShares Ultra S&P500
SSO
$8.87B
$321K 0.05%
+50,064
New +$293K
IBM icon
163
IBM
IBM
$224B
$306K 0.04%
1,714
-31,043
-95% -$5.35M
MVV icon
164
ProShares Ultra MidCap400
MVV
$144M
$306K 0.04%
+14,478
New +$284K
DON icon
165
WisdomTree US MidCap Dividend Fund
DON
$3.91B
$290K 0.04%
+11,667
New +$281K
CVS icon
166
CVS Health
CVS
$115B
$274K 0.04%
3,700
-53
-1% -$3.4K
RTN
167
DELISTED
Raytheon Company
RTN
$272K 0.04%
3,012
-133
-4% -$11.1K
KTF
168
DWS Municipal Income Trust
KTF
$331M
$216K 0.03%
18,050
– –
SRLN icon
169
State Street Blackstone Senior Loan ETF
SRLN
$5.6B
$215K 0.03%
4,304
– –
AOR icon
170
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$205K 0.03%
+5,319
New +$201K
VOD icon
171
Vodafone
VOD
$40.5B
$200K 0.03%
+5,011
New +$189K
HYT icon
172
BlackRock Corporate High Yield Fund
HYT
$1.57B
$123K 0.02%
+10,137
New +$121K
BA icon
173
Boeing
BA
$156B
– –
-32,803
Closed -$3.81M
BIV icon
174
Vanguard Intermediate-Term Bond ETF
BIV
$28.6B
– –
-72,993
Closed -$6.23M
BOH icon
175
Bank of Hawaii
BOH
$2.94B
– –
-93,702
Closed -$5.14M
5 6
7
8 9

Similar funds

SAG
Sterne Agee Group Birmingham, Alabama $681M AUM 8.94% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 60% a quarter earlier, followed by Financials and Energy.

  • First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
  • First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
  • First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
  • First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
  • First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
  • First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
  • First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.

Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.