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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
(+9.3%)
Cap. Flow
+$72.8M
Cap. Flow
% of AUM
9.79%
Top 10 Holdings %
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$9.99M |
| 2 |
iShares MSCI Hong Kong ETF
EWH
|
+$8.6M |
| 3 |
iShares MSCI Germany ETF
EWG
|
+$8.42M |
| 4 |
Keurig Dr Pepper
KDP
|
+$7.76M |
| 5 |
Boeing
BA
|
+$7.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$8.39M |
| 2 |
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
|
+$7.91M |
| 3 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$7.19M |
| 4 |
DHC
Diversified Healthcare Trust
DHC
|
+$7.18M |
| 5 |
Unilever
UL
|
+$7.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.06% |
| 2 | Financials | 6.28% |
| 3 | Consumer Staples | 5.56% |
| 4 | Industrials | 5.24% |
| 5 | Real Estate | 5.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
AbbVie
ABBV
$443B
| $1.26M | 0.17% |
21,743
+2,175
| +11% | +$121K |
|
127
PepsiCo
PEP
$190B
| $1.25M | 0.17% |
13,445
+1,322
| +11% | +$121K |
|
128
Oracle
ORCL
$374B
| $1.23M | 0.17% |
32,214
+3,866
| +14% | +$157K |
|
129
Edgewell Personal Care
EPC
$1.25B
| $1.22M | 0.16% |
13,502
+1,652
| +14% | +$148K |
|
130
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $1.17M | 0.16% |
+10,047
| New | +$1.16M |
|
131
Vanguard FTSE Europe ETF
VGK
$30.7B
| $1.17M | 0.16% |
21,222
-4,165
| -16% | -$241K |
|
132
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $1.15M | 0.15% |
10,791
-3,200
| -23% | -$340K |
|
133
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
| $1.12M | 0.15% |
9,283
-29,174
| -76% | -$3.59M |
|
134
Qualcomm
QCOM
$155B
| $1.11M | 0.15% |
14,859
+4,142
| +39% | +$317K |
|
|
RKT
135
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $1.11M | 0.15% |
+23,410
| New | +$1.16M |
|
136
iShares US Basic Materials ETF
IYM
$1.12B
| $1.1M | 0.15% |
12,767
+10,360
| +430% | +$908K |
|
|
MCRO
137
DELISTED
IQ Hedge Macro Tracker
MCRO
| $1.1M | 0.15% |
42,355
+4,269
| +11% | +$114K |
|
138
Expedia Group
EXPE
$35.4B
| $1.09M | 0.15% |
12,377
+1,064
| +9% | +$89.2K |
|
139
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $1.09M | 0.15% |
11,865
-57,925
| -83% | -$5.42M |
|
140
F5
FFIV
$22.9B
| $1.06M | 0.14% |
8,899
+1,164
| +15% | +$137K |
|
141
CF Industries
CF
$19.2B
| $1.05M | 0.14% |
18,830
+2,370
| +14% | +$120K |
|
142
iShares S&P 500 Value ETF
IVE
$49B
| $1M | 0.14% |
+11,159
| New | +$1.01M |
|
143
VanEck High Yield Muni ETF
HYD
$4.43B
| $998K | 0.13% |
+16,210
| New | +$979K |
|
144
Abbott
ABT
$183B
| $996K | 0.13% |
+24,182
| New | +$1.02M |
|
145
Invesco Preferred ETF
PGX
$3.81B
| $996K | 0.13% |
+68,750
| New | +$998K |
|
146
iShares Core S&P 500 ETF
IVV
$878B
| $980K | 0.13% |
4,935
+3,468
| +236% | +$690K |
|
|
FRC
147
DELISTED
First Republic Bank
FRC
| $970K | 0.13% |
19,634
+3,350
| +21% | +$164K |
|
148
Entergy
ETR
$50.2B
| $959K | 0.13% |
24,802
+2,750
| +12% | +$104K |
|
149
State Street
STT
$50.6B
| $915K | 0.12% |
12,293
+1,474
| +14% | +$105K |
|
150
Labcorp
LH
$25B
| $896K | 0.12% |
10,172
+1,124
| +12% | +$102K |
|
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First Allied Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.
By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.
On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.
- First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
- First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
- First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
- First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
- First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
- First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
- First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.
Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.