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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
(+4.6%)
Cap. Flow
-$4.47M
Cap. Flow
% of AUM
-0.64%
Top 10 Holdings %
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$8.09M |
| 2 |
ATI
ATI
|
+$6.56M |
| 3 |
Healthpeak Properties
DOC
|
+$6.48M |
| 4 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$6.4M |
| 5 |
Digital Realty Trust
DLR
|
+$6.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$10.1M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.69M |
| 3 |
Cardinal Health
CAH
|
+$7.16M |
| 4 |
PIM
Franklin Master Intermediate Income Trust
PIM
|
+$7.04M |
| 5 |
Seagate
STX
|
+$6.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.78% |
| 2 | Technology | 6.68% |
| 3 | Energy | 6.29% |
| 4 | Healthcare | 5.11% |
| 5 | Industrials | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Edgewell Personal Care
EPC
$1.25B
| $742K | 0.11% |
9,253
+1,993
| +27% | +$152K |
|
127
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $736K | 0.11% |
27,744
+8,758
| +46% | +$235K |
|
128
iShares Agency Bond ETF
AGZ
$564M
| $700K | 0.1% |
+6,335
| New | +$705K |
|
|
FRC
129
DELISTED
First Republic Bank
FRC
| $687K | 0.1% |
13,133
+1,393
| +12% | +$69.8K |
|
130
State Street
STT
$50.6B
| $678K | 0.1% |
9,173
+475
| +5% | +$33.3K |
|
131
WisdomTree Managed Futures Strategy Fund
WTMF
$245M
| $674K | 0.1% |
16,246
+4,335
| +36% | +$179K |
|
132
CF Industries
CF
$19.2B
| $670K | 0.1% |
14,625
+1,020
| +7% | +$44.6K |
|
133
F5
FFIV
$22.9B
| $655K | 0.09% |
+7,163
| New | +$610K |
|
134
Omnicom Group
OMC
$21.6B
| $655K | 0.09% |
8,803
+222
| +3% | +$15.3K |
|
135
iShares Floating Rate Bond ETF
FLOT
$10.2B
| $653K | 0.09% |
12,804
+1,653
| +15% | +$83.8K |
|
136
AGCO
AGCO
$7.15B
| $652K | 0.09% |
10,910
+367
| +3% | +$21.9K |
|
|
GAP
137
The Gap Inc
GAP
$7.23B
| $643K | 0.09% |
16,301
+1,287
| +9% | +$50.4K |
|
138
Labcorp
LH
$25B
| $633K | 0.09% |
+8,022
| New | +$684K |
|
|
ESV
139
DELISTED
Ensco Rowan plc
ESV
| $633K | 0.09% |
2,765
+89
| +3% | +$20.5K |
|
140
Macy's
M
$6.53B
| $626K | 0.09% |
11,729
+446
| +4% | +$21.6K |
|
141
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
| $625K | 0.09% |
+12,256
| New | +$638K |
|
|
PPL
142
PPL Corp
PPL
$26.5B
| $604K | 0.09% |
21,506
+1,635
| +8% | +$46.1K |
|
143
iShares Core S&P 500 ETF
IVV
$878B
| $566K | 0.08% |
+3,057
| New | +$544K |
|
144
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $563K | 0.08% |
+21,110
| New | +$545K |
|
|
MCRO
145
DELISTED
IQ Hedge Macro Tracker
MCRO
| $558K | 0.08% |
21,665
+5,659
| +35% | +$149K |
|
146
KeyCorp
KEY
$24.2B
| $543K | 0.08% |
40,715
+1,782
| +5% | +$22.6K |
|
147
Regeneron Pharmaceuticals
REGN
$78.5B
| $523K | 0.08% |
1,900
| – | – |
|
148
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
| $491K | 0.07% |
8,413
+4,210
| +100% | +$249K |
|
149
Quest Diagnostics
DGX
$25.7B
| $485K | 0.07% |
9,054
-10,253
| -53% | -$608K |
|
150
iShares TIPS Bond ETF
TIP
$14.5B
| $472K | 0.07% |
4,273
-1,034
| -19% | -$115K |
|
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First Allied Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.
- First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
- First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
- First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
- First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
- First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
- First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
- First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.
Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.