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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
(+9.3%)
Cap. Flow
+$72.8M
Cap. Flow
% of AUM
9.79%
Top 10 Holdings %
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$9.99M |
| 2 |
iShares MSCI Hong Kong ETF
EWH
|
+$8.6M |
| 3 |
iShares MSCI Germany ETF
EWG
|
+$8.42M |
| 4 |
Keurig Dr Pepper
KDP
|
+$7.76M |
| 5 |
Boeing
BA
|
+$7.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$8.39M |
| 2 |
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
|
+$7.91M |
| 3 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$7.19M |
| 4 |
DHC
Diversified Healthcare Trust
DHC
|
+$7.18M |
| 5 |
Unilever
UL
|
+$7.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.06% |
| 2 | Financials | 6.28% |
| 3 | Consumer Staples | 5.56% |
| 4 | Industrials | 5.24% |
| 5 | Real Estate | 5.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Microsoft
MSFT
$3.45T
| $2.17M | 0.29% |
46,797
+8,653
| +23% | +$386K |
|
102
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.5M
| $1.99M | 0.27% |
26,047
+3,546
| +16% | +$275K |
|
103
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $1.97M | 0.26% |
71,955
+52,445
| +269% | +$1.48M |
|
104
JPMorgan Chase
JPM
$935B
| $1.85M | 0.25% |
30,744
+5,585
| +22% | +$326K |
|
105
AdvisorShares Ranger Equity Bear ETF
HDGE
$60M
| $1.85M | 0.25% |
15,506
-1,479
| -9% | -$174K |
|
106
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $1.82M | 0.24% |
66,255
+8,840
| +15% | +$244K |
|
107
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
| $1.8M | 0.24% |
43,033
-13,497
| -24% | -$597K |
|
108
Intel
INTC
$455B
| $1.8M | 0.24% |
51,710
+9,026
| +21% | +$306K |
|
109
ProShares Short MidCap400
MYY
$2.97M
| $1.8M | 0.24% |
+25,515
| New | +$1.75M |
|
110
Lockheed Martin
LMT
$134B
| $1.72M | 0.23% |
9,458
+1,522
| +19% | +$259K |
|
111
Cisco
CSCO
$457B
| $1.68M | 0.23% |
66,859
+7,485
| +13% | +$188K |
|
112
Johnson & Johnson
JNJ
$618B
| $1.59M | 0.21% |
14,870
+2,321
| +18% | +$241K |
|
113
MetLife
MET
$61.9B
| $1.53M | 0.21% |
31,900
+2,842
| +10% | +$138K |
|
|
CB
114
DELISTED
CHUBB CORPORATION
CB
| $1.51M | 0.2% |
16,712
+2,053
| +14% | +$187K |
|
115
iShares US Real Estate ETF
IYR
$4.66B
| $1.5M | 0.2% |
21,617
+9,210
| +74% | +$667K |
|
116
Eli Lilly
LLY
$1.02T
| $1.44M | 0.19% |
22,229
+1,886
| +9% | +$119K |
|
117
Medtronic
MDT
$109B
| $1.43M | 0.19% |
23,221
+4,063
| +21% | +$258K |
|
118
WisdomTree Managed Futures Strategy Fund
WTMF
$245M
| $1.42M | 0.19% |
32,270
+3,428
| +12% | +$145K |
|
119
Valero Energy
VLO
$90.1B
| $1.38M | 0.19% |
29,976
+5,928
| +25% | +$299K |
|
120
Humana
HUM
$43.7B
| $1.37M | 0.18% |
10,517
+2,036
| +24% | +$259K |
|
121
General Dynamics
GD
$104B
| $1.32M | 0.18% |
10,440
+1,038
| +11% | +$126K |
|
122
HP
HPQ
$24.9B
| $1.3M | 0.18% |
81,536
+7,958
| +11% | +$129K |
|
123
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
| $1.3M | 0.18% |
45,114
-16,986
| -27% | -$507K |
|
124
Walmart Inc
WMT
$885B
| $1.3M | 0.17% |
50,403
+11,640
| +30% | +$294K |
|
125
3M
MMM
$90.9B
| $1.28M | 0.17% |
10,757
+1,132
| +12% | +$136K |
|
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First Allied Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.
By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.
On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.
- First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
- First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
- First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
- First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
- First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
- First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
- First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.
Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.