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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
(+4.6%)
Cap. Flow
-$4.47M
Cap. Flow
% of AUM
-0.64%
Top 10 Holdings %
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$8.09M |
| 2 |
ATI
ATI
|
+$6.56M |
| 3 |
Healthpeak Properties
DOC
|
+$6.48M |
| 4 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$6.4M |
| 5 |
Digital Realty Trust
DLR
|
+$6.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$10.1M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.69M |
| 3 |
Cardinal Health
CAH
|
+$7.16M |
| 4 |
PIM
Franklin Master Intermediate Income Trust
PIM
|
+$7.04M |
| 5 |
Seagate
STX
|
+$6.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.78% |
| 2 | Technology | 6.68% |
| 3 | Energy | 6.29% |
| 4 | Healthcare | 5.11% |
| 5 | Industrials | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
JPMorgan Chase
JPM
$935B
| $1.34M | 0.19% |
22,626
+788
| +4% | +$43.2K |
|
102
Cisco
CSCO
$457B
| $1.22M | 0.18% |
54,096
+2,145
| +4% | +$47.5K |
|
103
Valero Energy
VLO
$90.1B
| $1.21M | 0.17% |
24,163
+158
| +0.7% | +$6.66K |
|
|
STJ
104
DELISTED
St Jude Medical
STJ
| $1.2M | 0.17% |
19,411
-81
| -0.4% | -$4.69K |
|
|
FITB
105
Fifth Third Bancorp
FITB
$51.2B
| $1.17M | 0.17% |
55,346
+1,380
| +3% | +$27K |
|
|
WBA
106
DELISTED
Walgreens Boots Alliance
WBA
| $1.17M | 0.17% |
20,230
+381
| +2% | +$22.2K |
|
107
Lockheed Martin
LMT
$134B
| $1.15M | 0.17% |
7,746
+79
| +1% | +$10.7K |
|
|
EMC
108
DELISTED
EMC CORPORATION
EMC
| $1.14M | 0.16% |
45,147
+1,957
| +5% | +$47.4K |
|
109
Intel
INTC
$455B
| $1.1M | 0.16% |
42,345
+1,483
| +4% | +$35.9K |
|
110
3M
MMM
$90.9B
| $1.04M | 0.15% |
8,737
+174
| +2% | +$18.5K |
|
111
Oracle
ORCL
$374B
| $1.03M | 0.15% |
27,389
+1,175
| +4% | +$40.4K |
|
112
Eli Lilly
LLY
$1.02T
| $1.03M | 0.15% |
20,147
+678
| +3% | +$34K |
|
113
AbbVie
ABBV
$443B
| $979K | 0.14% |
18,522
+251
| +1% | +$12.3K |
|
114
Western Digital
WDC
$188B
| $946K | 0.14% |
14,878
+374
| +3% | +$20.9K |
|
|
CB
115
DELISTED
CHUBB CORPORATION
CB
| $918K | 0.13% |
9,527
+260
| +3% | +$24.2K |
|
116
Vanguard Morningstar Value ETF
VTV
$188B
| $900K | 0.13% |
11,747
-1,434
| -11% | -$106K |
|
117
HP
HPQ
$24.9B
| $867K | 0.12% |
68,233
+2,988
| +5% | +$34.3K |
|
118
Cencora
COR
$60.6B
| $857K | 0.12% |
12,153
+83
| +0.7% | +$5.58K |
|
119
Johnson & Johnson
JNJ
$618B
| $839K | 0.12% |
9,132
-338
| -4% | -$31.1K |
|
120
General Dynamics
GD
$104B
| $836K | 0.12% |
8,799
+241
| +3% | +$21.5K |
|
121
Abbott
ABT
$183B
| $834K | 0.12% |
21,789
+1,401
| +7% | +$51.6K |
|
|
BHI
122
DELISTED
Baker Hughes
BHI
| $830K | 0.12% |
15,095
+132
| +0.9% | +$7.23K |
|
123
PepsiCo
PEP
$190B
| $818K | 0.12% |
10,067
+802
| +9% | +$66.6K |
|
|
HES
124
DELISTED
Hess
HES
| $806K | 0.12% |
9,723
+429
| +5% | +$34.8K |
|
125
Expedia Group
EXPE
$35.4B
| $768K | 0.11% |
11,145
+16
| +0.1% | +$941 |
|
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First Allied Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.
- First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
- First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
- First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
- First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
- First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
- First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
- First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.
Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.