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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+4.18%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$718M
AUM Growth
-$25.5M
(-3.4%)
Cap. Flow
-$48.2M
Cap. Flow
% of AUM
-6.71%
Top 10 Holdings %
Top 10 Hldgs %
20.15%
Holding
250
New
35
Increased
49
Reduced
88
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 100 ETF
OEF
|
+$10.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.4M |
| 3 |
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
|
+$8.65M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$7.61M |
| 5 |
WDR
Waddell & Reed Financial, Inc.
WDR
|
+$7.53M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Emerging Markets Local Debt Fund
ELD
|
+$11.3M |
| 2 |
Verizon
VZ
|
+$9.28M |
| 3 |
iShares MSCI Hong Kong ETF
EWH
|
+$8.13M |
| 4 |
ProShares UltraShort Russell2000
TWM
|
+$8.01M |
| 5 |
iShares MSCI Germany ETF
EWG
|
+$7.92M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.59% |
| 2 | Financials | 7.4% |
| 3 | Industrials | 6.11% |
| 4 | Consumer Staples | 5.89% |
| 5 | Real Estate | 5.71% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Vanguard Morningstar Growth ETF
VUG
$220B
| $3.49M | 0.49% |
200,670
-3,504
| -2% | -$59.6K |
|
77
Hasbro
HAS
$13.2B
| $3.46M | 0.48% |
+64,700
| New | +$3.64M |
|
78
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
| $3.37M | 0.47% |
184,815
-7,445
| -4% | -$133K |
|
|
CTXS
79
DELISTED
Citrix Systems Inc
CTXS
| $3.37M | 0.47% |
+67,436
| New | +$3.49M |
|
80
Celanese
CE
$4.9B
| $3.19M | 0.44% |
+53,200
| New | +$3.11M |
|
|
ESRX
81
DELISTED
Express Scripts Holding Company
ESRX
| $3.15M | 0.44% |
+38,618
| New | +$3.02M |
|
82
Capital One
COF
$128B
| $3.15M | 0.44% |
+38,800
| New | +$3.16M |
|
83
Invesco Senior Loan ETF
BKLN
$6.97B
| $3.14M | 0.44% |
130,944
-6,212
| -5% | -$150K |
|
84
Franklin Resources
BEN
$17.6B
| $3.12M | 0.43% |
+54,632
| New | +$3.02M |
|
|
CHI
85
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
| $3.07M | 0.43% |
244,978
-3,757
| -2% | -$50K |
|
86
Campbell Soup
CPB
$6.55B
| $3.02M | 0.42% |
+69,400
| New | +$3.03M |
|
87
H&R Block
HRB
$5.58B
| $2.98M | 0.41% |
+88,500
| New | +$2.83M |
|
88
Emerson Electric
EMR
$83.9B
| $2.94M | 0.41% |
48,293
+190
| +0.4% | +$11.9K |
|
89
ExxonMobil
XOM
$644B
| $2.88M | 0.4% |
31,262
-8,925
| -22% | -$832K |
|
90
Omega Healthcare
OHI
$15.1B
| $2.81M | 0.39% |
+70,900
| New | +$2.69M |
|
91
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
| $2.7M | 0.38% |
47,577
+37,254
| +361% | +$2.18M |
|
|
RALS
92
DELISTED
ProShares RAFI Long/Short
RALS
| $2.68M | 0.37% |
63,704
-61,961
| -49% | -$2.6M |
|
93
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
| $2.25M | 0.31% |
54,793
-2,934
| -5% | -$118K |
|
94
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $1.88M | 0.26% |
67,162
+907
| +1% | +$25.1K |
|
95
Microsoft
MSFT
$3.45T
| $1.86M | 0.26% |
40,160
-6,637
| -14% | -$312K |
|
96
JPMorgan Chase
JPM
$935B
| $1.82M | 0.25% |
29,061
-1,683
| -5% | -$101K |
|
|
CB
97
DELISTED
CHUBB CORPORATION
CB
| $1.8M | 0.25% |
17,345
+633
| +4% | +$63K |
|
98
Cisco
CSCO
$457B
| $1.78M | 0.25% |
64,251
-2,608
| -4% | -$67.3K |
|
99
Lockheed Martin
LMT
$134B
| $1.69M | 0.23% |
8,712
-746
| -8% | -$138K |
|
100
Qualcomm
QCOM
$155B
| $1.69M | 0.23% |
22,541
+7,682
| +52% | +$562K |
|
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First Allied Asset Management's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Asset Management held 250 positions worth $718M, down 3.4% from $744M the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Asset Management withdrew a net $48.2M in Q4 2014, closing 69 positions and reducing 88 holdings. Its most notable exit was WisdomTree Emerging Markets Local Debt Fund, an estimated $11.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 9.1% a quarter earlier, followed by Financials and Industrials.
Against the trend, First Allied Asset Management opened a new position in iShares Core US Aggregate Bond ETF worth $10.5M.
- First Allied Asset Management's largest Q4 2014 buy was iShares Core US Aggregate Bond ETF: 94,955 shares worth $10.5M.
- First Allied Asset Management added most to iShares S&P 100 ETF in Q4 2014, an estimated $10.8M increase.
- First Allied Asset Management's biggest Q4 2014 reduction was SPDR Gold Trust, cutting an estimated $7.89M.
- First Allied Asset Management fully exited WisdomTree Emerging Markets Local Debt Fund in Q4 2014, selling an estimated $11.3M.
- First Allied Asset Management's ten largest holdings make up 20% of its $718M portfolio in Q4 2014.
- First Allied Asset Management opened 35 new positions and closed 69 in Q4 2014.
- First Allied Asset Management's portfolio value fell 3.4% quarter-over-quarter to $718M.
Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.