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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
(+9.3%)
Cap. Flow
+$72.8M
Cap. Flow
% of AUM
9.79%
Top 10 Holdings %
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$9.99M |
| 2 |
iShares MSCI Hong Kong ETF
EWH
|
+$8.6M |
| 3 |
iShares MSCI Germany ETF
EWG
|
+$8.42M |
| 4 |
Keurig Dr Pepper
KDP
|
+$7.76M |
| 5 |
Boeing
BA
|
+$7.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$8.39M |
| 2 |
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
|
+$7.91M |
| 3 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$7.19M |
| 4 |
DHC
Diversified Healthcare Trust
DHC
|
+$7.18M |
| 5 |
Unilever
UL
|
+$7.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.06% |
| 2 | Financials | 6.28% |
| 3 | Consumer Staples | 5.56% |
| 4 | Industrials | 5.24% |
| 5 | Real Estate | 5.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Sanofi
SNY
$103B
| $3.72M | 0.5% |
65,264
+3,995
| +7% | +$215K |
|
77
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
| $3.66M | 0.49% |
102,910
-38,646
| -27% | -$1.38M |
|
78
Citigroup
C
$222B
| $3.47M | 0.47% |
67,429
+4,229
| +7% | +$213K |
|
79
ProShares Short 20+ Year Treasury ETF
TBF
$87.9M
| $3.46M | 0.47% |
+124,447
| New | +$3.51M |
|
80
Sysco
SYY
$40.8B
| $3.43M | 0.46% |
+89,537
| New | +$3.34M |
|
81
Hartford Financial Services
HIG
$38.9B
| $3.42M | 0.46% |
+92,873
| New | +$3.36M |
|
82
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
| $3.38M | 0.45% |
192,260
-75,330
| -28% | -$1.34M |
|
83
Vanguard Morningstar Growth ETF
VUG
$220B
| $3.37M | 0.45% |
204,174
-54,906
| -21% | -$914K |
|
84
Invesco Senior Loan ETF
BKLN
$6.97B
| $3.33M | 0.45% |
137,156
-259,093
| -65% | -$6.39M |
|
|
CHI
85
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
| $3.3M | 0.44% |
248,735
+10,619
| +4% | +$146K |
|
86
iShares Micro-Cap ETF
IWC
$1.44B
| $3.26M | 0.44% |
46,849
+2,633
| +6% | +$191K |
|
87
NOV
NOV
$6.93B
| $3.25M | 0.44% |
41,672
+3,572
| +9% | +$295K |
|
88
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $3.23M | 0.43% |
29,856
+1,292
| +5% | +$148K |
|
|
AET
89
DELISTED
Aetna Inc
AET
| $3.23M | 0.43% |
+40,275
| New | +$3.28M |
|
|
PETM
90
DELISTED
PETSMART INC
PETM
| $3.2M | 0.43% |
+45,658
| New | +$3.18M |
|
|
BBBY
91
DELISTED
Bed Bath & Beyond Inc
BBBY
| $3.19M | 0.43% |
+47,201
| New | +$2.97M |
|
92
Fluor
FLR
$7.01B
| $3.05M | 0.41% |
+44,926
| New | +$3.3M |
|
93
Welltower
WELL
$169B
| $3.02M | 0.41% |
49,405
+4,380
| +10% | +$282K |
|
94
Emerson Electric
EMR
$83.9B
| $2.99M | 0.4% |
+48,103
| New | +$3.12M |
|
95
Kohl's
KSS
$2.17B
| $2.89M | 0.39% |
47,947
-4,253
| -8% | -$241K |
|
96
iShares Gold Trust
IAU
$62.9B
| $2.65M | 0.36% |
113,160
-10,025
| -8% | -$249K |
|
97
Analog Devices
ADI
$179B
| $2.55M | 0.34% |
+51,034
| New | +$2.62M |
|
98
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $2.5M | 0.34% |
10,044
+2,677
| +36% | +$687K |
|
99
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
| $2.27M | 0.31% |
57,727
-14,101
| -20% | -$556K |
|
100
State Street SPDR S&P 500 ETF Trust
SPY
$790B
| $2.27M | 0.3% |
+11,477
| New | +$2.27M |
|
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First Allied Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.
By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.
On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.
- First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
- First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
- First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
- First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
- First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
- First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
- First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.
Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.