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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
(+4.6%)
Cap. Flow
-$4.47M
Cap. Flow
% of AUM
-0.64%
Top 10 Holdings %
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$8.09M |
| 2 |
ATI
ATI
|
+$6.56M |
| 3 |
Healthpeak Properties
DOC
|
+$6.48M |
| 4 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$6.4M |
| 5 |
Digital Realty Trust
DLR
|
+$6.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$10.1M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.69M |
| 3 |
Cardinal Health
CAH
|
+$7.16M |
| 4 |
PIM
Franklin Master Intermediate Income Trust
PIM
|
+$7.04M |
| 5 |
Seagate
STX
|
+$6.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.78% |
| 2 | Technology | 6.68% |
| 3 | Energy | 6.29% |
| 4 | Healthcare | 5.11% |
| 5 | Industrials | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
iShares International Treasury Bond ETF
IGOV
$1.53B
| $2.99M | 0.43% |
+58,618
| New | +$2.96M |
|
|
JNPR
77
DELISTED
Juniper Networks
JNPR
| $2.96M | 0.43% |
+129,400
| New | +$2.62M |
|
78
iShares MSCI EAFE ETF
EFA
$78B
| $2.95M | 0.42% |
43,892
-3,846
| -8% | -$251K |
|
79
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $2.92M | 0.42% |
+27,523
| New | +$3.01M |
|
80
SLB Ltd
SLB
$73.6B
| $2.89M | 0.42% |
+32,150
| New | +$2.9M |
|
81
GSK
GSK
$104B
| $2.88M | 0.41% |
43,558
+75
| +0.2% | +$4.86K |
|
|
VMW
82
DELISTED
VMware, Inc
VMW
| $2.85M | 0.41% |
+31,664
| New | +$2.62M |
|
83
Welltower
WELL
$169B
| $2.84M | 0.41% |
+53,513
| New | +$3.18M |
|
84
Verizon
VZ
$195B
| $2.8M | 0.4% |
56,287
-3,606
| -6% | -$177K |
|
85
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $2.78M | 0.4% |
67,044
-119
| -0.2% | -$4.98K |
|
|
JWN
86
DELISTED
Nordstrom
JWN
| $2.74M | 0.39% |
+45,027
| New | +$2.71M |
|
87
Northern Trust
NTRS
$33.3B
| $2.74M | 0.39% |
44,900
+300
| +0.7% | +$17.2K |
|
88
HF Sinclair
DINO
$16.3B
| $2.7M | 0.39% |
+54,100
| New | +$2.47M |
|
89
Transocean
RIG
$5.89B
| $2.67M | 0.38% |
53,848
+178
| +0.3% | +$8.71K |
|
90
NetApp
NTAP
$35B
| $2.66M | 0.38% |
65,600
+1,200
| +2% | +$48.7K |
|
91
PNC Financial Services
PNC
$99.7B
| $2.63M | 0.38% |
+33,200
| New | +$2.49M |
|
92
US Bancorp
USB
$98.2B
| $2.55M | 0.37% |
63,638
+1,771
| +3% | +$67.9K |
|
93
iShares Select Dividend ETF
DVY
$23.5B
| $2.47M | 0.36% |
34,776
-1,063
| -3% | -$73.9K |
|
94
ExxonMobil
XOM
$644B
| $2.42M | 0.35% |
23,759
-914
| -4% | -$84.5K |
|
95
iShares S&P 500 Value ETF
IVE
$49B
| $2.35M | 0.34% |
27,336
-3,602
| -12% | -$297K |
|
96
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $1.71M | 0.25% |
16,110
+1,900
| +13% | +$202K |
|
|
EEB
97
DELISTED
Invesco BRIC ETF
EEB
| $1.52M | 0.22% |
44,047
-124,299
| -74% | -$4.43M |
|
98
Microsoft
MSFT
$3.45T
| $1.48M | 0.21% |
39,515
+803
| +2% | +$29.2K |
|
99
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
| $1.47M | 0.21% |
23,854
+14,641
| +159% | +$896K |
|
100
MetLife
MET
$61.9B
| $1.34M | 0.19% |
27,667
+986
| +4% | +$44.2K |
|
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First Allied Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.
- First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
- First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
- First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
- First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
- First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
- First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
- First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.
Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.