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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
(+9.3%)
Cap. Flow
+$72.8M
Cap. Flow
% of AUM
9.79%
Top 10 Holdings %
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$9.99M |
| 2 |
iShares MSCI Hong Kong ETF
EWH
|
+$8.6M |
| 3 |
iShares MSCI Germany ETF
EWG
|
+$8.42M |
| 4 |
Keurig Dr Pepper
KDP
|
+$7.76M |
| 5 |
Boeing
BA
|
+$7.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$8.39M |
| 2 |
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
|
+$7.91M |
| 3 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$7.19M |
| 4 |
DHC
Diversified Healthcare Trust
DHC
|
+$7.18M |
| 5 |
Unilever
UL
|
+$7.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.06% |
| 2 | Financials | 6.28% |
| 3 | Consumer Staples | 5.56% |
| 4 | Industrials | 5.24% |
| 5 | Real Estate | 5.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Scotiabank
BNS
$107B
| $6.57M | 0.88% |
+112,626
| New | +$7.02M |
|
52
Conagra Brands
CAG
$6.94B
| $6.54M | 0.88% |
+251,085
| New | +$6.19M |
|
53
IBM
IBM
$211B
| $6.52M | 0.88% |
35,404
+2,441
| +7% | +$445K |
|
54
CoreCivic
CXW
$2.96B
| $6.5M | 0.87% |
186,667
+9,825
| +6% | +$338K |
|
55
BlackRock Energy and Resources Trust
BGR
$417M
| $6.49M | 0.87% |
266,786
+14,793
| +6% | +$386K |
|
56
Toronto Dominion Bank
TD
$198B
| $6.45M | 0.87% |
130,019
+5,723
| +5% | +$297K |
|
57
EPR Properties
EPR
$4.76B
| $6.33M | 0.85% |
122,772
+5,222
| +4% | +$289K |
|
|
MDC
58
DELISTED
M.D.C. Holdings, Inc.
MDC
| $6.32M | 0.85% |
343,868
+190,263
| +124% | +$3.85M |
|
59
C.H. Robinson
CHRW
$17.4B
| $6.3M | 0.85% |
+93,325
| New | +$6.22M |
|
60
Rogers Communications
RCI
$18.3B
| $6.23M | 0.84% |
165,590
+8,246
| +5% | +$327K |
|
61
Ares Capital
ARCC
$13.5B
| $6.1M | 0.82% |
372,474
+14,457
| +4% | +$244K |
|
62
HF Sinclair
DINO
$16.3B
| $6M | 0.81% |
137,025
+10,200
| +8% | +$476K |
|
63
Mattel
MAT
$4.38B
| $5.98M | 0.8% |
+193,995
| New | +$6.86M |
|
64
National Health Investors
NHI
$3.72B
| $5.84M | 0.79% |
+101,189
| New | +$6.27M |
|
65
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $5.42M | 0.73% |
103,002
-18,762
| -15% | -$989K |
|
66
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$724M
| $5.29M | 0.71% |
215,974
-203,455
| -49% | -$5.21M |
|
|
RALS
67
DELISTED
ProShares RAFI Long/Short
RALS
| $5.28M | 0.71% |
125,665
-33,937
| -21% | -$1.45M |
|
68
Vanguard FTSE Pacific ETF
VPL
$8.08B
| $4.97M | 0.67% |
84,033
-18,763
| -18% | -$1.17M |
|
69
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
| $4.9M | 0.66% |
102,455
+9,444
| +10% | +$492K |
|
70
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $4.87M | 0.65% |
46,952
-7,508
| -14% | -$778K |
|
71
NetApp
NTAP
$35B
| $4.72M | 0.63% |
109,328
+4,128
| +4% | +$165K |
|
|
EMC
72
DELISTED
EMC CORPORATION
EMC
| $4.52M | 0.61% |
153,880
+104,962
| +215% | +$3.03M |
|
73
Procter & Gamble
PG
$336B
| $4.23M | 0.57% |
49,986
+2,238
| +5% | +$183K |
|
74
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
| $3.83M | 0.52% |
70,315
+3,705
| +6% | +$215K |
|
75
ExxonMobil
XOM
$644B
| $3.78M | 0.51% |
40,187
+7,770
| +24% | +$774K |
|
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First Allied Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.
By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.
On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.
- First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
- First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
- First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
- First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
- First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
- First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
- First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.
Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.