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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
(+9.3%)
Cap. Flow
+$72.8M
Cap. Flow
% of AUM
9.79%
Top 10 Holdings %
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$9.99M |
| 2 |
iShares MSCI Hong Kong ETF
EWH
|
+$8.6M |
| 3 |
iShares MSCI Germany ETF
EWG
|
+$8.42M |
| 4 |
Keurig Dr Pepper
KDP
|
+$7.76M |
| 5 |
Boeing
BA
|
+$7.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$8.39M |
| 2 |
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
|
+$7.91M |
| 3 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$7.19M |
| 4 |
DHC
Diversified Healthcare Trust
DHC
|
+$7.18M |
| 5 |
Unilever
UL
|
+$7.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.06% |
| 2 | Financials | 6.28% |
| 3 | Consumer Staples | 5.56% |
| 4 | Industrials | 5.24% |
| 5 | Real Estate | 5.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Target
TGT
$66.3B
| $7.78M | 1.05% |
+122,208
| New | +$7.4M |
|
27
Gen Digital
GEN
$16.5B
| $7.77M | 1.04% |
327,513
+5,827
| +2% | +$139K |
|
28
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $7.69M | 1.03% |
91,005
-3,642
| -4% | -$308K |
|
29
Realty Income
O
$61.1B
| $7.56M | 1.02% |
189,958
+2,285
| +1% | +$97.4K |
|
|
ALTR
30
DELISTED
Altera Corp
ALTR
| $7.41M | 1% |
+204,933
| New | +$7.13M |
|
31
AT&T
T
$164B
| $7.38M | 0.99% |
274,661
+39,447
| +17% | +$1.05M |
|
32
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $7.27M | 0.98% |
146,351
+68,222
| +87% | +$3.43M |
|
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
| $7.26M | 0.98% |
115,126
-1,793
| -2% | -$116K |
|
34
Invesco Next Gen Media and Gaming ETF
GGME
$44.7M
| $7.23M | 0.97% |
+291,899
| New | +$7.38M |
|
35
iShares S&P 100 ETF
OEF
$19.5B
| $7.23M | 0.97% |
82,278
+21,354
| +35% | +$1.88M |
|
36
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| $7.17M | 0.96% |
204,520
-22,888
| -10% | -$801K |
|
37
Accenture
ACN
$106B
| $7.15M | 0.96% |
+87,756
| New | +$7.04M |
|
38
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $7.1M | 0.95% |
88,102
+4,421
| +5% | +$354K |
|
39
RTX Corp
RTX
$290B
| $7.09M | 0.95% |
+105,611
| New | +$7.24M |
|
40
Healthpeak Properties
DOC
$15.5B
| $7.08M | 0.95% |
193,561
+6,263
| +3% | +$237K |
|
41
Bank of Montreal
BMO
$123B
| $7.08M | 0.95% |
+94,632
| New | +$7.12M |
|
42
General Mills
GIS
$20.2B
| $7.06M | 0.95% |
137,714
+5,008
| +4% | +$263K |
|
43
iShares Global Comm Services ETF
IXP
$529M
| $6.86M | 0.92% |
106,581
+6,207
| +6% | +$396K |
|
44
Pfizer
PFE
$143B
| $6.86M | 0.92% |
240,541
+18,668
| +8% | +$524K |
|
45
Paychex
PAYX
$43.4B
| $6.75M | 0.91% |
+150,837
| New | +$6.34M |
|
|
ACH
46
Accendra Health
ACH
$254M
| $6.71M | 0.9% |
202,753
+8,076
| +4% | +$275K |
|
|
CA
47
DELISTED
CA, Inc.
CA
| $6.69M | 0.9% |
+236,216
| New | +$6.75M |
|
48
Meta Platforms (Facebook)
META
$1.49T
| $6.68M | 0.9% |
84,578
-2,516
| -3% | -$185K |
|
|
SPLS
49
DELISTED
Staples Inc
SPLS
| $6.66M | 0.9% |
+543,232
| New | +$6.37M |
|
50
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $6.62M | 0.89% |
263,738
+7,396
| +3% | +$184K |
|
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First Allied Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.
By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.
On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.
- First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
- First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
- First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
- First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
- First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
- First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
- First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.
Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.