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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
(+4.6%)
Cap. Flow
-$4.47M
Cap. Flow
% of AUM
-0.64%
Top 10 Holdings %
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$8.09M |
| 2 |
ATI
ATI
|
+$6.56M |
| 3 |
Healthpeak Properties
DOC
|
+$6.48M |
| 4 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$6.4M |
| 5 |
Digital Realty Trust
DLR
|
+$6.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$10.1M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.69M |
| 3 |
Cardinal Health
CAH
|
+$7.16M |
| 4 |
PIM
Franklin Master Intermediate Income Trust
PIM
|
+$7.04M |
| 5 |
Seagate
STX
|
+$6.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.78% |
| 2 | Technology | 6.68% |
| 3 | Energy | 6.29% |
| 4 | Healthcare | 5.11% |
| 5 | Industrials | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DD
26
DELISTED
Du Pont De Nemours E I
DD
| $7.03M | 1.01% |
113,128
+2,312
| +2% | +$134K |
|
|
CA
27
DELISTED
CA, Inc.
CA
| $7.01M | 1.01% |
206,728
-638
| -0.3% | -$20.3K |
|
28
Emerson Electric
EMR
$81.6B
| $7M | 1.01% |
99,042
+1,554
| +2% | +$104K |
|
29
Microchip Technology
MCHP
$38.8B
| $6.93M | 1% |
306,772
+8,658
| +3% | +$182K |
|
30
GE Aerospace
GE
$364B
| $6.91M | 0.99% |
50,977
+1,440
| +3% | +$181K |
|
31
Manulife Financial
MFC
$73B
| $6.86M | 0.99% |
345,060
+11,909
| +4% | +$218K |
|
32
Travelers Companies
TRV
$81.1B
| $6.79M | 0.98% |
73,951
+112
| +0.2% | +$9.79K |
|
33
iShares Global Comm Services ETF
IXP
$529M
| $6.65M | 0.96% |
96,366
+2,875
| +3% | +$193K |
|
34
Marathon Petroleum
MPC
$90.1B
| $6.55M | 0.94% |
+142,286
| New | +$5.47M |
|
35
Meta Platforms (Facebook)
META
$1.49T
| $6.54M | 0.94% |
119,594
-248
| -0.2% | -$12.5K |
|
36
Merck
MRK
$322B
| $6.52M | 0.94% |
134,315
+5,614
| +4% | +$257K |
|
37
DuPont de Nemours
DD
$18.6B
| $6.5M | 0.93% |
+57,403
| New | +$5.88M |
|
38
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $6.49M | 0.93% |
70,992
-4,721
| -6% | -$438K |
|
|
BNY
39
Bank of New York Mellon
BNY
$103B
| $6.45M | 0.93% |
182,138
+7,703
| +4% | +$251K |
|
40
BP
BP
$112B
| $6.41M | 0.92% |
160,140
+6,067
| +4% | +$226K |
|
|
41
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $6.41M | 0.92% |
+80,106
| New | +$6.4M |
|
42
Wells Fargo
WFC
$254B
| $6.36M | 0.92% |
139,627
+5,289
| +4% | +$228K |
|
43
Ares Capital
ARCC
$13.4B
| $6.34M | 0.91% |
+352,878
| New | +$6.22M |
|
|
44
Digital Realty Trust
DLR
$69.6B
| $6.26M | 0.9% |
+126,020
| New | +$6.26M |
|
45
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $6.25M | 0.9% |
327,427
-11,271
| -3% | -$207K |
|
46
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $6.25M | 0.9% |
+201,471
| New | +$6.19M |
|
|
RALS
47
DELISTED
ProShares RAFI Long/Short
RALS
| $6.22M | 0.9% |
146,313
-22,746
| -13% | -$962K |
|
48
TC Energy
TRP
$70.1B
| $6.22M | 0.89% |
+134,542
| New | +$5.99M |
|
49
Deere & Co
DE
$165B
| $6.19M | 0.89% |
67,454
+3,449
| +5% | +$292K |
|
50
Scotiabank
BNS
$105B
| $6.16M | 0.89% |
103,782
+4,563
| +5% | +$256K |
|
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First Allied Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.
- First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
- First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
- First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
- First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
- First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
- First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
- First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.
Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.