FS
FYC icon

Ferguson Shapiro’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Ferguson Shapiro’s Portfolio FYC Stock Details FYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-9,411
Closed -$905K – 94
2025
Q4 		$905K Buy
9,411
+805
+9% +$75.9K 0.28% 34
2025
Q3 		$781K Buy
+8,606
New +$725K 0.25% 26

Other funds holding FYC

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Ferguson Shapiro's FYC Position: Q1 2026 in Review

Ferguson Shapiro sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2026, closing a stake of 9,411 shares — an estimated $905K sold.

Ferguson Shapiro first reported a position in FYC in Q3 2025 and held it in 2 quarters. The position peaked at $905K in Q4 2025. 156 funds tracked by Wall St. Rank hold FYC as of Q1 2026.

  • Ferguson Shapiro reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q1 2026 after selling out during the quarter.
  • Ferguson Shapiro sold 9,411 First Trust Small Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $905K.
  • Ferguson Shapiro first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2025 and held it in 2 quarters.
  • Ferguson Shapiro's First Trust Small Cap Growth AlphaDEX Fund position peaked at $905K in Q4 2025.
  • 156 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Ferguson Shapiro's 13F filing for Q1 2026, filed 23 Apr 2026.