Family Management’s DoubleLine Yield Opportunities Fund DLY Stock Holding History

Family Management’s Portfolio DLY Stock Details DLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-87,522	Closed	-$1.15M	–	154
2022 Q4	$1.15M	Sell	87,522 -33,726	-28%	-$455K	0.28%	64
2022 Q3	$1.64M	Sell	121,248 -7,869	-6%	-$115K	0.42%	51
2022 Q2	$1.85M	Sell	129,117 -529	-0.4%	-$8.16K	0.5%	53
2022 Q1	$2.17M	Sell	129,646 -9,098	-7%	-$160K	0.6%	45
2021 Q4	$2.6M	Sell	138,744 -15,313	-10%	-$292K	0.67%	44
2021 Q3	$2.94M	Sell	154,057 -1,102	-0.7%	-$21.8K	0.81%	41
2021 Q2	$3.1M	Buy	155,159 +597	+0.4%	+$11.8K	0.82%	39
2021 Q1	$2.96M	Buy	154,562 +17,894	+13%	+$342K	0.93%	35
2020 Q4	$2.53M	Buy	136,668 +29,159	+27%	+$523K	0.87%	41
2020 Q3	$1.97M	Buy	107,509 +44,917	+72%	+$818K	0.86%	38
2020 Q2	$1.1M	Buy	+62,592	New	+$1.12M	0.45%	53

Other funds holding DLY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

HIG

Herr Investment Group Austin, Texas $1.5B AUM 29.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Allspring Global Investments Charlotte, North Carolina $59.7B AUM 29.08% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

PFA

Pettinga Financial Advisors Evansville, Indiana $624M AUM 24.87% 1-Year Est. Return

Family Management's DLY Position: Q1 2023 in Review

Family Management sold out of DoubleLine Yield Opportunities Fund (DLY) in Q1 2023, closing a stake of 87,522 shares — an estimated $1.15M sold.

Family Management first reported a position in DLY in Q2 2020 and held it in 11 quarters. The position peaked at $3.1M in Q2 2021. 54 funds tracked by Wall St. Rank hold DLY as of Q1 2023.

Family Management reported no remaining DoubleLine Yield Opportunities Fund position as of Q1 2023 after selling out during the quarter.
Family Management sold 87,522 DoubleLine Yield Opportunities Fund shares in Q1 2023, an estimated $1.15M.
Family Management first reported a position in DoubleLine Yield Opportunities Fund in Q2 2020 and held it in 11 quarters.
Family Management's DoubleLine Yield Opportunities Fund position peaked at $3.1M in Q2 2021.
54 funds tracked by Wall St. Rank held DoubleLine Yield Opportunities Fund as of Q1 2023.

Based on Family Management's 13F filing for Q1 2023, filed 15 May 2023.