Executive Wealth Management’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Executive Wealth Management’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-9,034	Closed	-$225K	–	855
2019 Q2	$225K	Sell	9,034 -60,264	-87%	-$1.49M	0.03%	152
2019 Q1	$1.72M	Sell	69,298 -4,207	-6%	-$106K	0.31%	60
2018 Q4	$1.64M	Buy	+73,505	New	+$1.84M	0.29%	54

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CCM

Cribstone Capital Management Augusta, Maine $172M AUM 13.58% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Executive Wealth Management's CSML Position: Q3 2019 in Review

Executive Wealth Management sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q3 2019, closing a stake of 9,034 shares — an estimated $225K sold.

Executive Wealth Management first reported a position in CSML in Q4 2018 and held it in 3 quarters. The position peaked at $1.72M in Q1 2019. 32 funds tracked by Wall St. Rank hold CSML as of Q3 2019.

Executive Wealth Management reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q3 2019 after selling out during the quarter.
Executive Wealth Management sold 9,034 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q3 2019, an estimated $225K.
Executive Wealth Management first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q4 2018 and held it in 3 quarters.
Executive Wealth Management's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $1.72M in Q1 2019.
32 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q3 2019.

Based on Executive Wealth Management's 13F filing for Q3 2019, filed 30 Oct 2019.