Essex Financial Services’s AES Corporation Class C Preferred AES.PRC.CL Stock Holding History

Essex Financial Services’s Portfolio AES.PRC.CL Stock Details AES.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-16,000	Closed	-$833K	–	328
2016 Q2	$833K	Hold	16,000	–	–	0.2%	117
2016 Q1	$808K	Hold	16,000	–	–	0.2%	115
2015 Q4	$801K	Hold	16,000	–	–	0.19%	121
2015 Q3	$794K	Hold	16,000	–	–	0.21%	116
2015 Q2	$814K	Hold	16,000	–	–	0.21%	119
2015 Q1	$817K	Hold	16,000	–	–	0.21%	122
2014 Q4	$814K	Hold	16,000	–	–	0.21%	119
2014 Q3	$822K	Hold	16,000	–	–	0.25%	102
2014 Q2	$829K	Hold	16,000	–	–	0.25%	100
2014 Q1	$818K	Hold	16,000	–	–	0.27%	93
2013 Q4	$803K	Hold	16,000	–	–	0.27%	94
2013 Q3	$806	Hold	16,000	–	–	0.25%	86
2013 Q2	$808K	Buy	+16,000	New	+$806K	0.28%	84

Other funds holding AES.PRC.CL

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bruce & Co Chicago, Illinois $350M AUM 33.5% 1-Year Est. Return

Essex Financial Services's AES.PRC.CL Position: Q3 2016 in Review

Essex Financial Services sold out of AES Corporation Class C Preferred (AES.PRC.CL) in Q3 2016, closing a stake of 16,000 shares — an estimated $833K sold.

Essex Financial Services first reported a position in AES.PRC.CL in Q2 2013 and held it in 13 quarters. The position peaked at $833K in Q2 2016. 47 funds tracked by Wall St. Rank hold AES.PRC.CL as of Q3 2016.

Essex Financial Services reported no remaining AES Corporation Class C Preferred position as of Q3 2016 after selling out during the quarter.
Essex Financial Services sold 16,000 AES Corporation Class C Preferred shares in Q3 2016, an estimated $833K.
Essex Financial Services first reported a position in AES Corporation Class C Preferred in Q2 2013 and held it in 13 quarters.
Essex Financial Services's AES Corporation Class C Preferred position peaked at $833K in Q2 2016.
47 funds tracked by Wall St. Rank held AES Corporation Class C Preferred as of Q3 2016.

Based on Essex Financial Services's 13F filing for Q3 2016, filed 10 Nov 2016.