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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+4.81%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$910M
AUM Growth
+$84.2M
Cap. Flow
+$50.6M
Cap. Flow %
5.56%
Top 10 Hldgs %
50.7%
Holding
349
New
64
Increased
149
Reduced
92
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$21.9M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.57M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.8M
4
AMD icon
Advanced Micro Devices
AMD
+$3.69M
5
AAPL icon
Apple
AAPL
+$3.49M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
USB icon
US Bancorp
USB
+$2.52M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$2.14M
4
INTC icon
Intel
INTC
+$2.08M
5
AMZN icon
Amazon
AMZN
+$1.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.26%
2 Technology 7.58%
3 Financials 2.63%
4 Consumer Discretionary 2.23%
5 Healthcare 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
176
Xcel Energy
XEL
$47.2B
$580K 0.06%
9,138
+1,635
+22% +$102K
IGIB icon
177
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$578K 0.06%
9,970
– –
CMF icon
178
iShares California Muni Bond ETF
CMF
$4.55B
$563K 0.06%
9,198
+978
+12% +$59.8K
AEP icon
179
American Electric Power
AEP
$67.1B
$562K 0.06%
5,948
+954
+19% +$88.1K
BMY icon
180
Bristol-Myers Squibb
BMY
$130B
$561K 0.06%
8,743
-1,486
-15% -$85.1K
HON icon
181
Honeywell
HON
$64.1B
$555K 0.06%
3,325
+1,165
+54% +$190K
IWM icon
182
iShares Russell 2000 ETF
IWM
$78.5B
$554K 0.06%
3,344
-316
-9% -$49.9K
MS icon
183
Morgan Stanley
MS
$337B
$530K 0.06%
+10,374
New +$491K
NULV icon
184
Nuveen ESG Large-Cap Value ETF
NULV
$2.53B
$527K 0.06%
+16,065
New +$514K
PFG icon
185
Principal Financial Group
PFG
$24.9B
$520K 0.06%
9,446
+1,896
+25% +$104K
DIA icon
186
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.2B
$510K 0.06%
1,789
+365
+26% +$101K
UPS icon
187
United Parcel Service
UPS
$85.3B
$509K 0.06%
4,345
-508
-10% -$60.1K
FNDX icon
188
Schwab Fundamental US Large Company Index ETF
FNDX
$27.7B
$507K 0.06%
35,634
-24,540
-41% -$335K
WPS
189
DELISTED
iShares International Developed Property ETF
WPS
$507K 0.06%
13,085
+2,695
+26% +$106K
SCHH icon
190
Schwab US REIT ETF
SCHH
$11.1B
$503K 0.06%
21,906
-3,144
-13% -$73.3K
SCHM icon
191
Schwab US Mid-Cap ETF
SCHM
$14.7B
$497K 0.05%
24,771
-474
-2% -$9.18K
EPD icon
192
Enterprise Products Partners
EPD
$84B
$493K 0.05%
17,511
+3,049
+21% +$82.6K
NOC icon
193
Northrop Grumman
NOC
$73.7B
$487K 0.05%
+1,417
New +$498K
NAD icon
194
Nuveen Quality Municipal Income Fund
NAD
$2.58B
$483K 0.05%
33,060
+365
+1% +$5.28K
XLK icon
195
State Street Technology Select Sector SPDR ETF
XLK
$122B
$475K 0.05%
10,362
+3,200
+45% +$137K
ITW icon
196
Illinois Tool Works
ITW
$76.4B
$471K 0.05%
2,620
-31
-1% -$5.25K
TPL icon
197
Texas Pacific Land
TPL
$25.5B
$469K 0.05%
+5,400
New +$395K
DHS icon
198
WisdomTree US High Dividend Fund
DHS
$1.6B
$467K 0.05%
6,075
– –
CAT icon
199
Caterpillar
CAT
$376B
$462K 0.05%
3,126
+1,145
+58% +$160K
LMT icon
200
Lockheed Martin
LMT
$121B
$462K 0.05%
1,186
+172
+17% +$66K
6 7
8
9 10

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NP
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LIP
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TCM
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CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Empirical Wealth Management held 349 positions worth $910M, up 10% from $826M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Empirical Wealth Management deployed $50.6M of net new capital in Q4 2019, opening 64 new positions and adding to 149 existing holdings. Its largest new stake was Invesco BulletShares 2026 Corporate Bond ETF: 48,505 shares worth $997K.

By sector, the portfolio is most concentrated in Miscellaneous at 77% of assets, down from 80% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $20.3M trimmed.

  • Empirical Wealth Management's largest Q4 2019 buy was Invesco BulletShares 2026 Corporate Bond ETF: 48,505 shares worth $997K.
  • Empirical Wealth Management added most to Vanguard Short-Term Treasury ETF in Q4 2019, an estimated $21.9M increase.
  • Empirical Wealth Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $20.3M.
  • Empirical Wealth Management fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q4 2019, selling an estimated $2.14M.
  • Empirical Wealth Management's ten largest holdings make up 51% of its $910M portfolio in Q4 2019.
  • Empirical Wealth Management opened 64 new positions and closed 20 in Q4 2019.
  • Empirical Wealth Management's portfolio value rose 10% quarter-over-quarter to $910M.

Based on Empirical Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.