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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$826M
AUM Growth
+$58.2M
Cap. Flow
+$54.9M
Cap. Flow %
6.65%
Top 10 Hldgs %
51.97%
Holding
305
New
38
Increased
129
Reduced
82
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.64M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.8M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.6M
4
INTC icon
Intel
INTC
+$2.79M
5
V icon
Visa
V
+$2.79M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.1M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$2.35M
3
NFLX icon
Netflix
NFLX
+$1.2M
4
IWC icon
iShares Micro-Cap ETF
IWC
+$909K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$897K

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 2.5%
3 Consumer Discretionary 2.39%
4 Healthcare 1.9%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
126
JPMorgan Chase
JPM
$916B
$835K 0.1%
7,097
-966
-12% -$109K
IJR icon
127
iShares Core S&P Small-Cap ETF
IJR
$109B
$813K 0.1%
10,445
+1,715
+20% +$133K
FNDX icon
128
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$793K 0.1%
60,174
+30,897
+106% +$403K
PFF icon
129
iShares Preferred and Income Securities ETF
PFF
$13.1B
$772K 0.09%
+20,575
New +$766K
SUB icon
130
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$769K 0.09%
7,222
– –
BSJJ
131
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$763K 0.09%
31,917
-166
-0.5% -$3.97K
DGS icon
132
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
$750K 0.09%
16,920
+1,980
+13% +$90.6K
EMB icon
133
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$717K 0.09%
6,327
+386
+6% +$43.9K
HYS icon
134
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$715K 0.09%
7,166
-90
-1% -$8.98K
AMAT icon
135
Applied Materials
AMAT
$347B
$713K 0.09%
14,285
+2,430
+20% +$117K
ORCL icon
136
Oracle
ORCL
$339B
$685K 0.08%
12,451
-346
-3% -$19.1K
NUE icon
137
Nucor
NUE
$58.3B
$679K 0.08%
13,335
+1,374
+11% +$71.7K
CMCSA icon
138
Comcast
CMCSA
$87.3B
$676K 0.08%
14,986
+2,032
+16% +$90K
COP icon
139
ConocoPhillips
COP
$144B
$673K 0.08%
11,807
+285
+2% +$16.2K
MMM icon
140
3M
MMM
$91.8B
$673K 0.08%
4,895
+362
+8% +$50.6K
VZ icon
141
Verizon
VZ
$197B
$668K 0.08%
11,072
+813
+8% +$46.8K
BSJL
142
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$662K 0.08%
26,898
+146
+0.5% +$3.6K
ABBV icon
143
AbbVie
ABBV
$465B
$656K 0.08%
8,659
+2,963
+52% +$203K
BSJK
144
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$653K 0.08%
27,290
+192
+0.7% +$4.61K
BAC icon
145
Bank of America
BAC
$429B
$644K 0.08%
22,065
-499
-2% -$14.3K
SCHW
146
Charles Schwab
SCHW
$182B
$642K 0.08%
15,341
+4,060
+36% +$164K
RTN
147
DELISTED
Raytheon Company
RTN
$642K 0.08%
3,273
-139
-4% -$25.7K
BSJN
148
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$639K 0.08%
24,510
+55
+0.2% +$1.43K
BSJM
149
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$638K 0.08%
26,193
+88
+0.3% +$2.15K
PEP icon
150
PepsiCo
PEP
$196B
$636K 0.08%
4,638
-183
-4% -$24.3K
4 5
6
7 8

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AG
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PS
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AMH
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EDRH
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CF
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JCAM
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Empirical Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Empirical Wealth Management held 305 positions worth $826M, up 7.6% from $768M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Empirical Wealth Management deployed $54.9M of net new capital in Q3 2019, opening 38 new positions and adding to 129 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 5.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $5.1M trimmed.

  • Empirical Wealth Management's largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.
  • Empirical Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2019, an estimated $5.8M increase.
  • Empirical Wealth Management's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $5.1M.
  • Empirical Wealth Management fully exited State Street SPDR S&P 600 Small Cap Growth ETF in Q3 2019, selling an estimated $731K.
  • Empirical Wealth Management's ten largest holdings make up 52% of its $826M portfolio in Q3 2019.
  • Empirical Wealth Management opened 38 new positions and closed 20 in Q3 2019.
  • Empirical Wealth Management's portfolio value rose 7.6% quarter-over-quarter to $826M.

Based on Empirical Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.