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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.09%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$5.78B
AUM Growth
+$170M
Cap. Flow
+$238M
Cap. Flow %
4.11%
Top 10 Hldgs %
39.52%
Holding
1,050
New
145
Increased
534
Reduced
262
Closed
52

Top Buys

Rank Stock Value
1
DFMC
U.S. Micro Cap Portfolio ETF
DFMC
+$58.1M
2
NVDA icon
NVIDIA
NVDA
+$37.4M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$24.7M
4
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$18.7M
5
QGRW icon
WisdomTree US Quality Growth Fund
QGRW
+$17M

Top Sells

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$51.3M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$6.76M
3
MSFT icon
Microsoft
MSFT
+$3.72M
4
GLW icon
Corning
GLW
+$3.58M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.46M

Sector Composition

Rank Sector Weight
1 Technology 15.99%
2 Financials 3.66%
3 Communication Services 3.18%
4 Consumer Discretionary 3.09%
5 Industrials 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIC
976
TIC Solutions Inc
TIC
$1.84B
$83.5K ﹤0.01%
12,688
+1,165
+10% +$11K
JBLU icon
977
JetBlue
JBLU
$2.35B
$83.3K ﹤0.01%
18,840
+151
+0.8% +$766
XERS icon
978
Xeris Biopharma Holdings
XERS
$1.4B
$79.2K ﹤0.01%
13,650
-2,420
-15% -$16K
NIO icon
979
NIO
NIO
$11.9B
$76.9K ﹤0.01%
12,750
-660
-5% -$3.33K
QS icon
980
QuantumScape Corp
QS
$3.5B
$75.6K ﹤0.01%
11,845
– –
TSLA icon
981
PUT
Tesla
TSLA
$1.29T
– –
0
– –
NAT icon
982
Nordic American Tanker
NAT
$1.36B
$60.9K ﹤0.01%
+10,394
New +$49.2K
RUM icon
983
RUM Group Inc
RUM
$1.71B
$52.5K ﹤0.01%
10,298
+298
+3% +$1.71K
CIG icon
984
CEMIG Preferred Shares
CIG
$6.24B
$47.1K ﹤0.01%
19,697
-39,888
-67% -$87.8K
CGTX icon
985
Cognition Therapeutics
CGTX
$79.8M
$36.5K ﹤0.01%
48,000
– –
AMAT icon
986
CALL
Applied Materials
AMAT
$434B
– –
0
– –
TSM icon
987
CALL
TSMC
TSM
$2.16T
– –
0
– –
T icon
988
CALL
AT&T
T
$160B
– –
0
– –
GEVO icon
989
Gevo
GEVO
$355M
$28.1K ﹤0.01%
+10,305
New +$21.3K
CLNE icon
990
Clean Energy Fuels
CLNE
$410M
$27.3K ﹤0.01%
11,000
– –
ADP icon
991
CALL
Automatic Data Processing
ADP
$107B
– –
0
– –
NVDA icon
992
CALL
NVIDIA
NVDA
$5.13T
– –
0
– –
SCHW
993
CALL
Charles Schwab
SCHW
$184B
– –
0
– –
CBAT icon
994
CBAK Energy Technology Ltd
CBAT
$44M
$8.48K ﹤0.01%
10,250
– –
MOBXW icon
995
Mobix Labs Warrants
MOBXW
$752K
$1.63K ﹤0.01%
13,000
– –
GAB.RT
996
DELISTED
The Gabelli Equity Trust Rights (expiring April 14 2026)
GAB.RT
$502 ﹤0.01%
+71,620
New +$716
AAON icon
997
CALL
Aaon
AAON
$7.83B
– –
0
– -$229K
AAON icon
998
Aaon
AAON
$7.83B
– –
-4,024
Closed -$307K
AAPL icon
999
PUT
Apple
AAPL
$4.52T
– –
0
– -$272K
AER icon
1000
AerCap
AER
$24.2B
– –
-1,419
Closed -$204K
38 39
40
41 42

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CIA
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

Empirical Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, Empirical Wealth Management held 1,050 positions worth $5.78B, up 3% from $5.61B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Empirical Wealth Management deployed $238M of net new capital in Q1 2026, opening 145 new positions and adding to 534 existing holdings. Its largest new stake was U.S. Micro Cap Portfolio ETF: 1,154,128 shares worth $58.7M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was State Street SPDR Bloomberg Short Term High Yield Bond ETF, an estimated $51.3M trimmed.

  • Empirical Wealth Management's largest Q1 2026 buy was U.S. Micro Cap Portfolio ETF: 1,154,128 shares worth $58.7M.
  • Empirical Wealth Management added most to NVIDIA in Q1 2026, an estimated $37.4M increase.
  • Empirical Wealth Management's biggest Q1 2026 reduction was State Street SPDR Bloomberg Short Term High Yield Bond ETF, cutting an estimated $51.3M.
  • Empirical Wealth Management fully exited REV Group in Q1 2026, selling an estimated $1.92M.
  • Empirical Wealth Management's ten largest holdings make up 40% of its $5.78B portfolio in Q1 2026.
  • Empirical Wealth Management opened 145 new positions and closed 52 in Q1 2026.
  • Empirical Wealth Management's portfolio value rose 3% quarter-over-quarter to $5.78B.

Based on Empirical Wealth Management's 13F filing for Q1 2026, filed 4 May 2026.