We are live on ! Find out more
EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.26%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$407M
AUM Growth
+$24.5M
Cap. Flow
+$30.2M
Cap. Flow %
7.42%
Top 10 Hldgs %
70.72%
Holding
130
New
21
Increased
68
Reduced
26
Closed
7

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$6.3M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.26M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$1.96M

Top Sells

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$1.95M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.77M
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.38M
4
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$975K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$593K

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.67%
2 Technology 2.01%
3 Financials 1.04%
4 Industrials 0.68%
5 Healthcare 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
76
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.26B
$516K 0.13%
13,819
+2,868
+26% +$107K
T icon
77
AT&T
T
$179B
$487K 0.12%
15,156
+5,300
+54% +$156K
JNJ icon
78
Johnson & Johnson
JNJ
$640B
$476K 0.12%
4,132
+944
+30% +$109K
AMGN icon
79
Amgen
AMGN
$204B
$467K 0.11%
3,192
-26
-0.8% -$3.91K
MMM icon
80
3M
MMM
$85.1B
$457K 0.11%
3,059
-889
-23% -$128K
FTSL icon
81
First Trust Senior Loan Fund ETF
FTSL
$2.41B
$451K 0.11%
9,289
– –
IJR icon
82
iShares Core S&P Small-Cap ETF
IJR
$107B
$444K 0.11%
6,460
+884
+16% +$57K
SCHF icon
83
Schwab International Equity ETF
SCHF
$69.5B
$428K 0.11%
30,932
-2,958
-9% -$41.5K
EWX icon
84
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$675M
$427K 0.1%
+10,747
New +$447K
ITOT icon
85
iShares Core S&P Total US Stock Market ETF
ITOT
$96.1B
$416K 0.1%
8,115
+3,886
+92% +$194K
IEI icon
86
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$402K 0.1%
3,284
-286
-8% -$35.5K
WPS
87
DELISTED
iShares International Developed Property ETF
WPS
$398K 0.1%
+11,847
New +$415K
VBR icon
88
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.8B
$388K 0.1%
+3,209
New +$368K
IBM icon
89
IBM
IBM
$229B
$366K 0.09%
2,303
+260
+13% +$39.6K
MOH icon
90
Molina Healthcare
MOH
$10.7B
$358K 0.09%
6,605
– –
USIG icon
91
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.5B
$357K 0.09%
6,530
+2,840
+77% +$157K
SLV icon
92
iShares Silver Trust
SLV
$31.3B
$355K 0.09%
23,485
– –
PVI icon
93
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$347K 0.09%
13,901
– –
BND icon
94
Vanguard Total Bond Market
BND
$161B
$339K 0.08%
+4,196
New +$344K
RWO icon
95
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.23B
$339K 0.08%
7,228
-777
-10% -$36.1K
META icon
96
Meta Platforms (Facebook)
META
$1.65T
$338K 0.08%
2,935
+663
+29% +$81.4K
IJH icon
97
iShares Core S&P Mid-Cap ETF
IJH
$124B
$330K 0.08%
9,985
+1,290
+15% +$40.9K
GILD icon
98
Gilead Sciences
GILD
$178B
$311K 0.08%
4,348
-63
-1% -$4.68K
VZ icon
99
Verizon
VZ
$210B
$302K 0.07%
5,658
+319
+6% +$15.9K
CMF icon
100
iShares California Muni Bond ETF
CMF
$4.55B
$301K 0.07%
+5,212
New +$305K
2 3
4
5 6

Similar funds

DTC
Deep Track Capital Greenwich, Connecticut $6.87B AUM 205.24% 1-Year Est. Return
PFS
Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return
LIP
Liontrust Investment Partners London, United Kingdom $6.8B AUM 23.31% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $6.8B AUM 45.85% 1-Year Est. Return
CAI
Capital Advisors Inc Tulsa, Oklahoma $6.8B AUM 26.96% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
BTCPP
Border to Coast Pensions Partnership Leeds, United Kingdom $6.78B AUM 31.6% 1-Year Est. Return

Empirical Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, Empirical Wealth Management held 130 positions worth $407M, up 6.4% from $383M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Empirical Wealth Management deployed $30.2M of net new capital in Q4 2016, opening 21 new positions and adding to 68 existing holdings. Its largest new stake was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, an estimated $1.38M trimmed.

  • Empirical Wealth Management's largest Q4 2016 buy was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.
  • Empirical Wealth Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $6.3M increase.
  • Empirical Wealth Management's biggest Q4 2016 reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, cutting an estimated $1.38M.
  • Empirical Wealth Management fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $1.95M.
  • Empirical Wealth Management's ten largest holdings make up 71% of its $407M portfolio in Q4 2016.
  • Empirical Wealth Management opened 21 new positions and closed 7 in Q4 2016.
  • Empirical Wealth Management's portfolio value rose 6.4% quarter-over-quarter to $407M.

Based on Empirical Wealth Management's 13F filing for Q4 2016, filed 8 Feb 2017.