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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.26%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$407M
AUM Growth
+$24.5M
Cap. Flow
+$30.2M
Cap. Flow %
7.42%
Top 10 Hldgs %
70.72%
Holding
130
New
21
Increased
68
Reduced
26
Closed
7

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$6.3M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.26M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$1.96M

Top Sells

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$1.95M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.77M
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.38M
4
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$975K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$593K

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.67%
2 Technology 2.01%
3 Financials 1.04%
4 Industrials 0.68%
5 Healthcare 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJK
51
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$1.04M 0.26%
42,982
+4,319
+11% +$104K
SPY icon
52
State Street SPDR S&P 500 ETF Trust
SPY
$808B
$1.04M 0.26%
4,651
+195
+4% +$42.6K
GE icon
53
GE Aerospace
GE
$336B
$1.03M 0.25%
6,822
+788
+13% +$114K
VTV icon
54
Vanguard Morningstar Value ETF
VTV
$192B
$978K 0.24%
10,511
– –
BSV icon
55
Vanguard Short-Term Bond ETF
BSV
$46.2B
$940K 0.23%
+11,830
New +$946K
PG icon
56
Procter & Gamble
PG
$337B
$835K 0.2%
9,932
-99
-1% -$8.44K
BA icon
57
Boeing
BA
$166B
$783K 0.19%
5,028
+1,104
+28% +$161K
AMZN icon
58
Amazon
AMZN
$2.77T
$714K 0.18%
19,040
+2,340
+14% +$91.7K
BAC icon
59
Bank of America
BAC
$438B
$705K 0.17%
31,889
+6,447
+25% +$124K
IWC icon
60
iShares Micro-Cap ETF
IWC
$1.44B
$699K 0.17%
8,145
-317
-4% -$25.5K
IEFA icon
61
iShares Core MSCI EAFE ETF
IEFA
$194B
$691K 0.17%
12,878
+6
+0% +$322
DLS icon
62
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$680K 0.17%
11,325
+2,346
+26% +$141K
SCHC icon
63
Schwab International Small-Cap Equity ETF
SCHC
$5.69B
$676K 0.17%
23,220
+6,622
+40% +$196K
IVE icon
64
iShares S&P 500 Value ETF
IVE
$49.8B
$655K 0.16%
+6,465
New +$631K
USB icon
65
US Bancorp
USB
$97.9B
$654K 0.16%
12,727
+178
+1% +$8.46K
VIG icon
66
Vanguard Dividend Appreciation ETF
VIG
$112B
$653K 0.16%
7,668
+1,775
+30% +$149K
HYS icon
67
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$644K 0.16%
6,453
-590
-8% -$58.4K
EFA icon
68
iShares MSCI EAFE ETF
EFA
$78.9B
$625K 0.15%
10,824
+296
+3% +$17.1K
IVW icon
69
iShares S&P 500 Growth ETF
IVW
$76.5B
$610K 0.15%
+20,020
New +$605K
COST icon
70
Costco
COST
$401B
$599K 0.15%
3,743
+574
+18% +$87.6K
FEM icon
71
First Trust Emerging Markets AlphaDEX Fund
FEM
$821M
$590K 0.14%
29,050
+26
+0.1% +$532
QQQ icon
72
Invesco QQQ Trust
QQQ
$488B
$573K 0.14%
4,840
+2,249
+87% +$265K
FPE icon
73
First Trust Preferred Securities and Income ETF
FPE
$6.23B
$571K 0.14%
30,070
-17,464
-37% -$335K
DIS icon
74
Walt Disney
DIS
$184B
$544K 0.13%
5,219
+660
+14% +$64.4K
XOM icon
75
ExxonMobil
XOM
$683B
$544K 0.13%
6,032
-517
-8% -$45.2K
1 2
3
4 5

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Empirical Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, Empirical Wealth Management held 130 positions worth $407M, up 6.4% from $383M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Empirical Wealth Management deployed $30.2M of net new capital in Q4 2016, opening 21 new positions and adding to 68 existing holdings. Its largest new stake was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, an estimated $1.38M trimmed.

  • Empirical Wealth Management's largest Q4 2016 buy was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.
  • Empirical Wealth Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $6.3M increase.
  • Empirical Wealth Management's biggest Q4 2016 reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, cutting an estimated $1.38M.
  • Empirical Wealth Management fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $1.95M.
  • Empirical Wealth Management's ten largest holdings make up 71% of its $407M portfolio in Q4 2016.
  • Empirical Wealth Management opened 21 new positions and closed 7 in Q4 2016.
  • Empirical Wealth Management's portfolio value rose 6.4% quarter-over-quarter to $407M.

Based on Empirical Wealth Management's 13F filing for Q4 2016, filed 8 Feb 2017.