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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.39%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$383M
AUM Growth
+$2.15M
Cap. Flow
-$2.69M
Cap. Flow %
-0.7%
Top 10 Hldgs %
73.79%
Holding
119
New
12
Increased
58
Reduced
32
Closed
10

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$4.26M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.48M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$927K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$699K
5
INTC icon
Intel
INTC
+$687K

Top Sells

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$6.01M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$4.89M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$1.38M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.2M
5
VT icon
Vanguard Total World Stock ETF
VT
+$1.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.97%
2 Technology 2.15%
3 Financials 0.76%
4 Healthcare 0.62%
5 Consumer Discretionary 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
51
First Trust Preferred Securities and Income ETF
FPE
$6.23B
$929K 0.24%
+47,534
New +$927K
VTV icon
52
Vanguard Morningstar Value ETF
VTV
$192B
$914K 0.24%
10,511
-388
-4% -$33.8K
PG icon
53
Procter & Gamble
PG
$337B
$900K 0.24%
10,031
+651
+7% +$56.5K
IVV icon
54
iShares Core S&P 500 ETF
IVV
$868B
$857K 0.22%
3,940
-3,689
-48% -$802K
GE icon
55
GE Aerospace
GE
$336B
$856K 0.22%
6,034
+1,195
+25% +$178K
IEFA icon
56
iShares Core MSCI EAFE ETF
IEFA
$194B
$710K 0.19%
12,872
-658
-5% -$35.5K
DES icon
57
WisdomTree US SmallCap Dividend Fund
DES
$2.16B
$705K 0.18%
28,122
+7,389
+36% +$183K
HYS icon
58
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$701K 0.18%
7,043
-304
-4% -$29.8K
AMZN icon
59
Amazon
AMZN
$2.77T
$699K 0.18%
16,700
– –
IWC icon
60
iShares Micro-Cap ETF
IWC
$1.44B
$660K 0.17%
8,462
-1,309
-13% -$98.3K
EFA icon
61
iShares MSCI EAFE ETF
EFA
$78.9B
$623K 0.16%
10,528
-2,363
-18% -$137K
FEM icon
62
First Trust Emerging Markets AlphaDEX Fund
FEM
$821M
$602K 0.16%
29,024
+20
+0.1% +$412
MMM icon
63
3M
MMM
$85.1B
$582K 0.15%
3,948
+1,719
+77% +$257K
XOM icon
64
ExxonMobil
XOM
$683B
$572K 0.15%
6,549
+909
+16% +$80.6K
DLS icon
65
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$551K 0.14%
8,979
+2,711
+43% +$161K
USB icon
66
US Bancorp
USB
$97.9B
$538K 0.14%
12,549
+2,703
+27% +$115K
AMGN icon
67
Amgen
AMGN
$204B
$537K 0.14%
3,218
-74
-2% -$12.5K
BA icon
68
Boeing
BA
$166B
$517K 0.14%
3,924
+2,218
+130% +$292K
SCHC icon
69
Schwab International Small-Cap Equity ETF
SCHC
$5.69B
$513K 0.13%
16,598
+31
+0.2% +$935
VIG icon
70
Vanguard Dividend Appreciation ETF
VIG
$112B
$495K 0.13%
5,893
-20
-0.3% -$1.7K
SCHF icon
71
Schwab International Equity ETF
SCHF
$69.5B
$488K 0.13%
33,890
+108
+0.3% +$1.52K
COST icon
72
Costco
COST
$401B
$483K 0.13%
3,169
+626
+25% +$101K
LQD icon
73
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30B
$471K 0.12%
3,823
-12
-0.3% -$1.48K
IEI icon
74
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$452K 0.12%
3,570
+2
+0.1% +$253
FTSL icon
75
First Trust Senior Loan Fund ETF
FTSL
$2.41B
$450K 0.12%
+9,289
New +$449K
1 2
3
4 5

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PFS
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NP
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LIP
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TCM
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CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q3 2016 Portfolio in Review

As of Q3 2016, Empirical Wealth Management held 119 positions worth $383M, up 0.56% from $381M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Empirical Wealth Management's Q3 2016 filing shows 12 new, 58 increased, 32 reduced and 10 closed positions. Its largest new stake was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K. The largest sale was Vanguard FTSE Developed Markets ETF, an estimated $6.01M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 95% a quarter earlier, followed by Technology and Financials.

  • Empirical Wealth Management's largest Q3 2016 buy was First Trust Preferred Securities and Income ETF: 47,534 shares worth $929K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $4.26M increase.
  • Empirical Wealth Management's biggest Q3 2016 reduction was Schwab US Large- Cap ETF, cutting an estimated $4.89M.
  • Empirical Wealth Management fully exited Vanguard FTSE Developed Markets ETF in Q3 2016, selling an estimated $6.01M.
  • Empirical Wealth Management's ten largest holdings make up 74% of its $383M portfolio in Q3 2016.
  • Empirical Wealth Management opened 12 new positions and closed 10 in Q3 2016.
  • Empirical Wealth Management's portfolio value rose 0.56% quarter-over-quarter to $383M.

Based on Empirical Wealth Management's 13F filing for Q3 2016, filed 4 Nov 2016.