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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+4.96%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$2B
AUM Growth
+$247M
Cap. Flow
+$170M
Cap. Flow %
8.47%
Top 10 Hldgs %
35.1%
Holding
547
New
96
Increased
227
Reduced
151
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$30.7M
2
OZ icon
Belpointe PREP
OZ
+$22.6M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.03M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.17M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.01M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$8.3M
2
ROK icon
Rockwell Automation
ROK
+$3.88M
3
AAPL icon
Apple
AAPL
+$3.41M
4
AVTA
Avantax, Inc. Common Stock
AVTA
+$2.98M
5
SCHF icon
Schwab International Equity ETF
SCHF
+$2.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.99%
2 Technology 9.97%
3 Consumer Discretionary 3.07%
4 Communication Services 2.46%
5 Healthcare 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
526
Hartford Financial Services
HIG
$36.9B
– –
-3,927
Closed -$276K
IP icon
527
International Paper
IP
$18.2B
– –
-7,506
Closed -$397K
LNT icon
528
Alliant Energy
LNT
$17.4B
– –
-6,145
Closed -$344K
MRSH
529
Marsh
MRSH
$84.4B
– –
-3,950
Closed -$598K
MRNA icon
530
Moderna
MRNA
$57.5B
– –
-1,181
Closed -$455K
NRO
531
Neuberger Real Estate Securities Income Fund Inc
NRO
$178M
– –
-19,864
Closed -$91K
NSC icon
532
Norfolk Southern
NSC
$71.9B
– –
-1,336
Closed -$320K
QLD icon
533
ProShares Ultra QQQ
QLD
$14.1B
– –
-16,000
Closed -$582K
TSM icon
534
TSMC
TSM
$2.25T
– –
-2,061
Closed -$230K
UPST icon
535
Upstart Holdings
UPST
$2.49B
– –
-1,030
Closed -$326K
WAFD icon
536
WaFd
WAFD
$2.51B
– –
-7,653
Closed -$263K
XEL icon
537
Xcel Energy
XEL
$47.2B
– –
-5,535
Closed -$346K
XLI icon
538
State Street Industrial Select Sector SPDR ETF
XLI
$31.7B
– –
-2,382
Closed -$233K
XYZ
539
CALL
Block Inc
XYZ
$47.6B
– –
-200
Closed -$48K
BFIIW
540
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
– –
-29,769
Closed -$48K
SPPI
541
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-38,450
Closed -$84K
ENDP
542
DELISTED
Endo International plc
ENDP
– –
-10,144
Closed -$33K
WMC
543
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-8,366
Closed -$218K
BSCL
544
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-101,296
Closed -$2.14M
BSJL
545
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
– –
-23,657
Closed -$544K
KSU
546
DELISTED
Kansas City Southern
KSU
– –
-1,062
Closed -$287K
MDLA
547
DELISTED
Medallia, Inc.
MDLA
– –
-33,344
Closed -$1.13M
18 19 20 21
22

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DTC
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PFS
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NP
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LIP
Liontrust Investment Partners London, United Kingdom $6.8B AUM 23.31% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $6.8B AUM 45.85% 1-Year Est. Return
CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Empirical Wealth Management held 547 positions worth $2B, up 14% from $1.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Empirical Wealth Management deployed $170M of net new capital in Q4 2021, opening 96 new positions and adding to 227 existing holdings. Its largest new stake was iShares MSCI USA Momentum Factor ETF: 166,508 shares worth $30.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, down from 75% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Tesla, an estimated $8.3M trimmed.

  • Empirical Wealth Management's largest Q4 2021 buy was iShares MSCI USA Momentum Factor ETF: 166,508 shares worth $30.3M.
  • Empirical Wealth Management added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $7.03M increase.
  • Empirical Wealth Management's biggest Q4 2021 reduction was Tesla, cutting an estimated $8.3M.
  • Empirical Wealth Management fully exited Invesco BulletShares 2021 Corporate Bond ETF in Q4 2021, selling an estimated $2.14M.
  • Empirical Wealth Management's ten largest holdings make up 35% of its $2B portfolio in Q4 2021.
  • Empirical Wealth Management opened 96 new positions and closed 30 in Q4 2021.
  • Empirical Wealth Management's portfolio value rose 14% quarter-over-quarter to $2B.

Based on Empirical Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.