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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+9.24%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$3.01B
AUM Growth
+$458M
Cap. Flow
+$169M
Cap. Flow %
5.61%
Top 10 Hldgs %
35.84%
Holding
517
New
50
Increased
250
Reduced
163
Closed
18

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$48.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$22.1M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.8M
4
OZ icon
Belpointe PREP
OZ
+$9.31M
5
DFUV icon
Dimensional US Marketwide Value ETF
DFUV
+$6.63M

Top Sells

Rank Stock Value
1
AVGO icon
Broadcom
AVGO
+$3.97M
2
BLK icon
Blackrock
BLK
+$2.44M
3
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$2.43M
4
SPLK
Splunk Inc
SPLK
+$2.43M
5
JNJ icon
Johnson & Johnson
JNJ
+$1.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.96%
2 Technology 13.42%
3 Consumer Discretionary 2.93%
4 Healthcare 2.38%
5 Financials 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGP icon
476
Resources Connection
RGP
$137M
$201K 0.01%
14,220
+479
+3% +$6.7K
DPZ icon
477
Domino's
DPZ
$10.3B
$201K 0.01%
+487
New +$183K
OKE icon
478
Oneok
OKE
$60.9B
$201K 0.01%
+2,857
New +$191K
VGR
479
DELISTED
Vector Group Ltd.
VGR
$200K 0.01%
17,714
-562
-3% -$6.1K
FFWM
480
DELISTED
First Foundation Inc
FFWM
$191K 0.01%
19,762
– –
GOF icon
481
Guggenheim Strategic Opportunities Fund
GOF
$2.05B
$186K 0.01%
14,539
– –
LBC
482
DELISTED
Luther Burbank Corporation Common Stock
LBC
$155K 0.01%
14,430
+830
+6% +$7.5K
ETB
483
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$456M
$141K ﹤0.01%
10,837
-2,150
-17% -$27.2K
FAZ
484
Direxion Daily Financial Bear 3x ETF
FAZ
$105M
$137K ﹤0.01%
+1,000
New +$180K
NU icon
485
Nu Holdings
NU
$70.6B
$121K ﹤0.01%
+14,552
New +$118K
NIO icon
486
NIO
NIO
$9.25B
$120K ﹤0.01%
13,278
-1,434
-10% -$11.4K
DNP icon
487
DNP Select Income Fund
DNP
$4B
$110K ﹤0.01%
+13,000
New +$117K
JBLU icon
488
JetBlue
JBLU
$1.66B
$102K ﹤0.01%
+18,289
New +$85.7K
OMER icon
489
Omeros
OMER
$1.32B
$98.1K ﹤0.01%
30,000
+20,000
+200% +$42.3K
BA icon
490
PUT
Boeing
BA
$166B
– –
0
– –
CLNE icon
491
Clean Energy Fuels
CLNE
$359M
$73.2K ﹤0.01%
19,110
+1,530
+9% +$5.58K
AAPL icon
492
PUT
Apple
AAPL
$4.85T
– –
0
– –
CYH icon
493
Community Health Systems
CYH
$412M
$46.1K ﹤0.01%
14,730
+1,567
+12% +$4.22K
CTEV
494
Claritev Corp
CTEV
$610M
$39K ﹤0.01%
676
+53
+9% +$3.22K
OPK icon
495
Opko Health
OPK
$1.17B
$32.9K ﹤0.01%
21,800
– –
XERS icon
496
Xeris Biopharma Holdings
XERS
$1.36B
$32.1K ﹤0.01%
13,650
– –
CBAT icon
497
CBAK Energy Technology Ltd
CBAT
$88.6M
$10.8K ﹤0.01%
10,250
– –
F icon
498
PUT
Ford
F
$55.7B
– –
0
– –
ADI icon
499
Analog Devices
ADI
$184B
– –
-1,152
Closed -$202K
BABA icon
500
Alibaba
BABA
$272B
– –
-2,911
Closed -$253K
17 18 19
20
21

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LIP
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TCM
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CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Empirical Wealth Management held 517 positions worth $3.01B, up 18% from $2.55B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Empirical Wealth Management deployed $169M of net new capital in Q4 2023, opening 50 new positions and adding to 250 existing holdings. Its largest new stake was WEC Energy: 38,289 shares worth $3.22M.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, down from 73% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Broadcom, an estimated $3.97M trimmed.

  • Empirical Wealth Management's largest Q4 2023 buy was WEC Energy: 38,289 shares worth $3.22M.
  • Empirical Wealth Management added most to NVIDIA in Q4 2023, an estimated $48.3M increase.
  • Empirical Wealth Management's biggest Q4 2023 reduction was Broadcom, cutting an estimated $3.97M.
  • Empirical Wealth Management fully exited Invesco BulletShares 2023 Corporate Bond ETF in Q4 2023, selling an estimated $2.43M.
  • Empirical Wealth Management's ten largest holdings make up 36% of its $3.01B portfolio in Q4 2023.
  • Empirical Wealth Management opened 50 new positions and closed 18 in Q4 2023.
  • Empirical Wealth Management's portfolio value rose 18% quarter-over-quarter to $3.01B.

Based on Empirical Wealth Management's 13F filing for Q4 2023, filed 6 Feb 2024.