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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-2.69%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$2.55B
AUM Growth
+$67.8M
Cap. Flow
+$140M
Cap. Flow %
5.5%
Top 10 Hldgs %
36.74%
Holding
502
New
40
Increased
251
Reduced
136
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$46.7M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$15.6M
3
TSLA icon
Tesla
TSLA
+$6.6M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.07M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$5.66M

Top Sells

Rank Stock Value
1
OZ icon
Belpointe PREP
OZ
+$11M
2
KRT icon
Karat Packaging
KRT
+$6.03M
3
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.41M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.16M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$1.81M

Sector Composition

Rank Sector Weight
1 Technology 12.2%
2 Consumer Discretionary 2.88%
3 Healthcare 2.54%
4 Financials 2.41%
5 Communication Services 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
451
NIO
NIO
$11.7B
$133K 0.01%
14,712
+1,962
+15% +$21.8K
FFWM
452
DELISTED
First Foundation Inc
FFWM
$120K ﹤0.01%
+19,762
New +$130K
LBC
453
DELISTED
Luther Burbank Corporation Common Stock
LBC
$114K ﹤0.01%
13,600
+3,390
+33% +$31.5K
SPY icon
454
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$819B
– –
0
– –
CLNE icon
455
Clean Energy Fuels
CLNE
$414M
$67.3K ﹤0.01%
17,580
– –
QS icon
456
QuantumScape Corp
QS
$3.4B
$67.1K ﹤0.01%
+10,025
New +$81.6K
AAPL icon
457
PUT
Apple
AAPL
$4.54T
– –
0
– –
CTEV
458
Claritev Corp
CTEV
$445M
$41.9K ﹤0.01%
+623
New +$46K
CYH icon
459
Community Health Systems
CYH
$416M
$38.2K ﹤0.01%
+13,163
New +$48.8K
OPK icon
460
Opko Health
OPK
$1.01B
$34.9K ﹤0.01%
21,800
– –
OMER icon
461
Omeros
OMER
$916M
$29.2K ﹤0.01%
10,000
– –
XERS icon
462
Xeris Biopharma Holdings
XERS
$1.4B
$25.4K ﹤0.01%
13,650
– –
CBAT icon
463
CBAK Energy Technology Ltd
CBAT
$43.9M
$8.39K ﹤0.01%
10,250
– –
RBOT
464
DELISTED
Vicarious Surgical
RBOT
$7.46K ﹤0.01%
+421
New +$15.3K
KBNT
465
DELISTED
Kubient, Inc. Common Stock
KBNT
$4.49K ﹤0.01%
15,000
– –
AFG icon
466
American Financial Group
AFG
$12.2B
– –
-2,723
Closed -$323K
AON icon
467
Aon
AON
$76.4B
– –
-775
Closed -$268K
ARCC icon
468
Ares Capital
ARCC
$13.9B
– –
-12,451
Closed -$234K
BAX icon
469
Baxter International
BAX
$14.1B
– –
-4,994
Closed -$228K
BIIB icon
470
Biogen
BIIB
$30.5B
– –
-2,306
Closed -$657K
CIEN icon
471
Ciena
CIEN
$57.9B
– –
-5,661
Closed -$241K
CINF icon
472
Cincinnati Financial
CINF
$27.3B
– –
-2,286
Closed -$222K
CVS icon
473
CVS Health
CVS
$126B
– –
-7,553
Closed -$522K
DNLI icon
474
Denali Therapeutics
DNLI
$3.88B
– –
-9,033
Closed -$267K
DOW icon
475
Dow Inc
DOW
$21.4B
– –
-3,829
Closed -$204K
17 18
19
20 21

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AMH
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EDRH
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CF
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JCAM
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CIMLRA
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TAM
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Empirical Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Empirical Wealth Management held 502 positions worth $2.55B, up 2.7% from $2.49B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Empirical Wealth Management deployed $140M of net new capital in Q3 2023, opening 40 new positions and adding to 251 existing holdings. Its largest new stake was Chemed: 1,420 shares worth $738K.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Belpointe PREP, an estimated $11M trimmed.

  • Empirical Wealth Management's largest Q3 2023 buy was Chemed: 1,420 shares worth $738K.
  • Empirical Wealth Management added most to Apple in Q3 2023, an estimated $46.7M increase.
  • Empirical Wealth Management's biggest Q3 2023 reduction was Belpointe PREP, cutting an estimated $11M.
  • Empirical Wealth Management fully exited Karat Packaging in Q3 2023, selling an estimated $6.03M.
  • Empirical Wealth Management's ten largest holdings make up 37% of its $2.55B portfolio in Q3 2023.
  • Empirical Wealth Management opened 40 new positions and closed 36 in Q3 2023.
  • Empirical Wealth Management's portfolio value rose 2.7% quarter-over-quarter to $2.55B.

Based on Empirical Wealth Management's 13F filing for Q3 2023, filed 3 Nov 2023.