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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$1.76B
AUM Growth
+$105M
Cap. Flow
+$122M
Cap. Flow %
6.93%
Top 10 Hldgs %
37.83%
Holding
493
New
50
Increased
189
Reduced
180
Closed
42

Top Buys

Rank Stock Value
1
DFIV icon
Dimensional International Value ETF
DFIV
+$31.7M
2
TSLA icon
Tesla
TSLA
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.88M
4
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$5.01M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.36M

Top Sells

Rank Stock Value
1
MCHP icon
Microchip Technology
MCHP
+$3.53M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.01M
3
V icon
Visa
V
+$2.63M
4
LOGI icon
Logitech
LOGI
+$1.75M
5
AMZN icon
Amazon
AMZN
+$1.61M

Sector Composition

Rank Sector Weight
1 Miscellaneous 75.02%
2 Technology 9.59%
3 Consumer Discretionary 3.11%
4 Communication Services 2.7%
5 Healthcare 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOGI icon
426
Logitech
LOGI
$14.7B
$214K 0.01%
2,425
-16,168
-87% -$1.75M
AXON
427
Axon Enterprise
AXON
$38.9B
$206K 0.01%
1,175
-219
-16% -$39.8K
CPT icon
428
Camden Property Trust
CPT
$11.9B
$203K 0.01%
+1,378
New +$202K
RSPT icon
429
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.9B
$203K 0.01%
7,060
-720
-9% -$21.4K
AKAM icon
430
Akamai
AKAM
$15.3B
$202K 0.01%
1,935
-1,952
-50% -$223K
UBER icon
431
Uber
UBER
$146B
$202K 0.01%
4,498
-625
-12% -$27.3K
IWP icon
432
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$200K 0.01%
+1,788
New +$206K
ET icon
433
Energy Transfer Partners
ET
$74.2B
$199K 0.01%
20,721
-640
-3% -$6.14K
GLO
434
Clough Global Opportunities Fund
GLO
$240M
$195K 0.01%
+16,045
New +$202K
JBLU icon
435
JetBlue
JBLU
$1.66B
$161K 0.01%
10,533
-21
-0.2% -$322
CVM icon
436
CEL-SCI Corp
CVM
$26.2M
$146K 0.01%
442
-441
-50% -$129K
AMPE
437
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$138K 0.01%
277
– –
BCX icon
438
BlackRock Resources & Commodities Strategy Trust
BCX
$985M
$131K 0.01%
14,710
+285
+2% +$2.61K
CLNE icon
439
Clean Energy Fuels
CLNE
$359M
$102K 0.01%
12,555
– –
NRO
440
Neuberger Real Estate Securities Income Fund Inc
NRO
$178M
$91K 0.01%
+19,864
New +$96.5K
SPPI
441
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$84K ﹤0.01%
+38,450
New +$105K
OPK icon
442
Opko Health
OPK
$1.17B
$73K ﹤0.01%
20,000
– –
DHT icon
443
DHT Holdings
DHT
$3.55B
$66K ﹤0.01%
+10,037
New +$58.1K
ELMSW
444
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$49K ﹤0.01%
29,256
-2,110
-7% -$3.78K
XYZ
445
CALL
Block Inc
XYZ
$47.6B
$48K ﹤0.01%
+200
New +$51.4K
BFIIW
446
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$48K ﹤0.01%
29,769
-1,000
-3% -$2.06K
DCRNW
447
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$48K ﹤0.01%
39,164
+8,020
+26% +$10.4K
GOEVW
448
DELISTED
Canoo Inc. Warrant
GOEVW
$43K ﹤0.01%
22,788
– –
ENDP
449
DELISTED
Endo International plc
ENDP
$33K ﹤0.01%
+10,144
New +$35.8K
AMD icon
450
CALL
Advanced Micro Devices
AMD
$843B
$20K ﹤0.01%
200
– –
16 17
18
19 20

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Empirical Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Empirical Wealth Management held 493 positions worth $1.76B, up 6.3% from $1.65B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Empirical Wealth Management deployed $122M of net new capital in Q3 2021, opening 50 new positions and adding to 189 existing holdings. Its largest new stake was Dimensional International Value ETF: 959,925 shares worth $31.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 76% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Microchip Technology, an estimated $3.53M trimmed.

  • Empirical Wealth Management's largest Q3 2021 buy was Dimensional International Value ETF: 959,925 shares worth $31.4M.
  • Empirical Wealth Management added most to Tesla in Q3 2021, an estimated $12.4M increase.
  • Empirical Wealth Management's biggest Q3 2021 reduction was Microchip Technology, cutting an estimated $3.53M.
  • Empirical Wealth Management fully exited iShares 10+ Year Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $1.47M.
  • Empirical Wealth Management's ten largest holdings make up 38% of its $1.76B portfolio in Q3 2021.
  • Empirical Wealth Management opened 50 new positions and closed 42 in Q3 2021.
  • Empirical Wealth Management's portfolio value rose 6.3% quarter-over-quarter to $1.76B.

Based on Empirical Wealth Management's 13F filing for Q3 2021, filed 2 Nov 2021.