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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+6.06%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$1.17B
AUM Growth
+$98.3M
Cap. Flow
+$45.9M
Cap. Flow %
3.92%
Top 10 Hldgs %
45.01%
Holding
371
New
40
Increased
116
Reduced
149
Closed
26

Top Buys

Rank Stock Value
1
ADBE icon
Adobe
ADBE
+$20.4M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.79M
3
Z icon
Zillow
Z
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.29M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.93M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.73M
2
NVDA icon
NVIDIA
NVDA
+$2.82M
3
VSS icon
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
+$1.75M
4
MSFT icon
Microsoft
MSFT
+$1.29M
5
CAC icon
Camden National
CAC
+$964K

Sector Composition

Rank Sector Weight
1 Miscellaneous 74.89%
2 Technology 9.93%
3 Healthcare 2.87%
4 Consumer Discretionary 2.75%
5 Communication Services 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLDRW
326
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$197K 0.02%
+40,279
New +$197K
SPAQ.WS
327
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$184K 0.02%
+42,074
New +$161K
DMYT.WS
328
DELISTED
dMY Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Clas
DMYT.WS
$159K 0.01%
+53,163
New +$119K
FMCIW
329
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$156K 0.01%
+17,638
New +$98.9K
HPE icon
330
Hewlett Packard
HPE
$82.4B
$133K 0.01%
14,242
-800
-5% -$7.64K
RITM icon
331
Rithm Capital
RITM
$5.44B
$129K 0.01%
16,187
+1,025
+7% +$7.89K
SRNE
332
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$126K 0.01%
11,265
– –
CLDR
333
DELISTED
Cloudera, Inc.
CLDR
$126K 0.01%
11,602
-550
-5% -$6.38K
JBLU icon
334
JetBlue
JBLU
$1.66B
$119K 0.01%
10,533
– –
NLY icon
335
Annaly Capital Management
NLY
$16.5B
$85K 0.01%
+3,000
New +$86.8K
F icon
336
Ford
F
$55.7B
$83K 0.01%
12,445
– –
GE icon
337
GE Aerospace
GE
$336B
$77K 0.01%
2,478
-2,785
-53% -$90.5K
OPK icon
338
Opko Health
OPK
$1.17B
$74K 0.01%
20,000
– –
TRNE.WS
339
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$66K 0.01%
+25,277
New +$47.6K
GMHIW
340
DELISTED
Gores Metropoulos, Inc. Warrant
GMHIW
$56K ﹤0.01%
+17,983
New +$46K
KCAC.WS
341
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
$54K ﹤0.01%
+12,012
New +$43.1K
FEAC.WS
342
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
$33K ﹤0.01%
+10,092
New +$36.4K
SB icon
343
Safe Bulkers
SB
$867M
$29K ﹤0.01%
27,765
– –
CLNE icon
344
Clean Energy Fuels
CLNE
$359M
$28K ﹤0.01%
11,305
– –
TTOO
345
DELISTED
T2 Biosystems, Inc
TTOO
$15K ﹤0.01%
2
– –
ALK icon
346
CALL
Alaska Air
ALK
$4.59B
– –
-100
Closed -$4K
ALK icon
347
Alaska Air
ALK
$4.59B
– –
-6,842
Closed -$248K
BA icon
348
CALL
Boeing
BA
$166B
– –
-100
Closed -$18K
CAC icon
349
Camden National
CAC
$979M
– –
-27,899
Closed -$964K
EIX icon
350
Edison International
EIX
$21.5B
– –
-7,194
Closed -$391K
11 12 13
14
15

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LIP
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TCM
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NPT
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BTCPP
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Empirical Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Empirical Wealth Management held 371 positions worth $1.17B, up 9.2% from $1.07B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Empirical Wealth Management deployed $45.9M of net new capital in Q3 2020, opening 40 new positions and adding to 116 existing holdings. Its largest new stake was Zillow: 60,642 shares worth $6.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 77% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Apple, an estimated $5.73M trimmed.

  • Empirical Wealth Management's largest Q3 2020 buy was Zillow: 60,642 shares worth $6.16M.
  • Empirical Wealth Management added most to Adobe in Q3 2020, an estimated $20.4M increase.
  • Empirical Wealth Management's biggest Q3 2020 reduction was Apple, cutting an estimated $5.73M.
  • Empirical Wealth Management fully exited Camden National in Q3 2020, selling an estimated $964K.
  • Empirical Wealth Management's ten largest holdings make up 45% of its $1.17B portfolio in Q3 2020.
  • Empirical Wealth Management opened 40 new positions and closed 26 in Q3 2020.
  • Empirical Wealth Management's portfolio value rose 9.2% quarter-over-quarter to $1.17B.

Based on Empirical Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.