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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+4.81%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$910M
AUM Growth
+$84.2M
Cap. Flow
+$50.6M
Cap. Flow %
5.56%
Top 10 Hldgs %
50.7%
Holding
349
New
64
Increased
149
Reduced
92
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$21.9M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.57M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.8M
4
AMD icon
Advanced Micro Devices
AMD
+$3.69M
5
AAPL icon
Apple
AAPL
+$3.49M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
USB icon
US Bancorp
USB
+$2.52M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$2.14M
4
INTC icon
Intel
INTC
+$2.08M
5
AMZN icon
Amazon
AMZN
+$1.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.26%
2 Technology 7.58%
3 Financials 2.63%
4 Consumer Discretionary 2.23%
5 Healthcare 2.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNE icon
326
Clean Energy Fuels
CLNE
$359M
$26K ﹤0.01%
11,305
– –
GSV
327
DELISTED
Gold Standard Ventures Corp.
GSV
$14K ﹤0.01%
+16,500
New +$12.4K
CHK
328
DELISTED
Chesapeake Energy Corporation
CHK
$9K ﹤0.01%
56
+4
+8% +$804
AAU
329
DELISTED
Almaden Minerals Ltd
AAU
$6K ﹤0.01%
+10,526
New +$5.9K
ALK icon
330
CALL
Alaska Air
ALK
$4.59B
– –
-100
Closed -$6K
BA icon
331
CALL
Boeing
BA
$166B
– –
-100
Closed -$38K
CET
332
Central Securities Corp
CET
$1.65B
– –
-7,522
Closed -$236K
GDX icon
333
VanEck Gold Miners ETF
GDX
$29.5B
– –
-7,748
Closed -$207K
GLD icon
334
CALL
SPDR Gold Trust
GLD
$147B
– –
-10,000
Closed -$1.39M
GLD icon
335
SPDR Gold Trust
GLD
$147B
– –
-2,211
Closed -$307K
IBRX icon
336
ImmunityBio
IBRX
$8.38B
– –
-10,000
Closed -$12K
MASI
337
DELISTED
Masimo
MASI
– –
-1,550
Closed -$231K
MSFT icon
338
CALL
Microsoft
MSFT
$3.68T
– –
-4,000
Closed -$556K
NOK icon
339
Nokia
NOK
$62.3B
– –
-10,457
Closed -$53K
PFF icon
340
iShares Preferred and Income Securities ETF
PFF
$12.8B
– –
-20,575
Closed -$772K
PSLV icon
341
Sprott Physical Silver Trust
PSLV
$13.2B
– –
-15,000
Closed -$94K
SCHO icon
342
Schwab Short-Term US Treasury ETF
SCHO
$15.2B
– –
-14,454
Closed -$366K
SCHR
343
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-9,218
Closed -$256K
SHOP icon
344
Shopify
SHOP
$166B
– –
-6,630
Closed -$207K
SUB icon
345
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
– –
-7,222
Closed -$769K
VEEV icon
346
Veeva Systems
VEEV
$42.5B
– –
-1,652
Closed -$252K
VMBS icon
347
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
– –
-5,558
Closed -$296K
BSJJ
348
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-31,917
Closed -$763K
BSCJ
349
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-101,539
Closed -$2.14M
10 11 12 13
14

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DTC
Deep Track Capital Greenwich, Connecticut $6.87B AUM 205.24% 1-Year Est. Return
PFS
Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.89B AUM 19.83% 1-Year Est. Return
LIP
Liontrust Investment Partners London, United Kingdom $6.8B AUM 23.31% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $6.8B AUM 45.85% 1-Year Est. Return
CAI
Capital Advisors Inc Tulsa, Oklahoma $6.8B AUM 26.96% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
BTCPP
Border to Coast Pensions Partnership Leeds, United Kingdom $6.78B AUM 31.6% 1-Year Est. Return

Empirical Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Empirical Wealth Management held 349 positions worth $910M, up 10% from $826M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Empirical Wealth Management deployed $50.6M of net new capital in Q4 2019, opening 64 new positions and adding to 149 existing holdings. Its largest new stake was Invesco BulletShares 2026 Corporate Bond ETF: 48,505 shares worth $997K.

By sector, the portfolio is most concentrated in Miscellaneous at 77% of assets, down from 80% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $20.3M trimmed.

  • Empirical Wealth Management's largest Q4 2019 buy was Invesco BulletShares 2026 Corporate Bond ETF: 48,505 shares worth $997K.
  • Empirical Wealth Management added most to Vanguard Short-Term Treasury ETF in Q4 2019, an estimated $21.9M increase.
  • Empirical Wealth Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $20.3M.
  • Empirical Wealth Management fully exited Invesco BulletShares 2019 Corporate Bond ETF in Q4 2019, selling an estimated $2.14M.
  • Empirical Wealth Management's ten largest holdings make up 51% of its $910M portfolio in Q4 2019.
  • Empirical Wealth Management opened 64 new positions and closed 20 in Q4 2019.
  • Empirical Wealth Management's portfolio value rose 10% quarter-over-quarter to $910M.

Based on Empirical Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.