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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$355M
AUM Growth
-$5.58M
Cap. Flow
-$9.36M
Cap. Flow %
-2.64%
Top 10 Hldgs %
23.85%
Holding
387
New
19
Increased
116
Reduced
197
Closed
31

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.06M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.73M
3
ILS
Brookmont Catastrophic Bond ETF
ILS
+$2.64M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$1.45M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.33M

Top Sells

Rank Stock Value
1
RMIF
LHA Risk-Managed Income ETF
RMIF
+$2.65M
2
AAPL icon
Apple
AAPL
+$1.4M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.37M
4
LRCX icon
Lam Research
LRCX
+$980K
5
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$855K

Sector Composition

Rank Sector Weight
1 Technology 16.86%
2 Financials 5.71%
3 Consumer Discretionary 5.37%
4 Communication Services 4.44%
5 Healthcare 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
101
Johnson & Johnson
JNJ
$619B
$974K 0.27%
9,283
-299
-3% -$59.1K
SCCO icon
102
Southern Copper
SCCO
$161B
$969K 0.27%
29,240
-524
-2% -$69.4K
INCY icon
103
Incyte
INCY
$24B
$966K 0.27%
+9,778
New +$946K
AVGO icon
104
Broadcom
AVGO
$2T
$934K 0.26%
8,726
+45
+0.5% +$16.1K
EFA icon
105
iShares MSCI EAFE ETF
EFA
$79.4B
$933K 0.26%
9,715
+126
+1% +$12K
XLK icon
106
State Street Technology Select Sector SPDR ETF
XLK
$122B
$932K 0.26%
6,471
+59
+0.9% +$8.52K
RSPH icon
107
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$775M
$927K 0.26%
29,110
-100
-0.3% -$3.11K
CHRW icon
108
C.H. Robinson
CHRW
$17.1B
$920K 0.26%
5,726
-34
-0.6% -$5.02K
CBOE icon
109
Cboe Global Markets
CBOE
$30.2B
$917K 0.26%
3,653
+694
+23% +$173K
GEV icon
110
GE Vernova
GEV
$266B
$901K 0.25%
8,059
-44
-0.5% -$26.8K
IYF icon
111
iShares US Financials ETF
IYF
$4.61B
$889K 0.25%
6,897
+281
+4% +$35.2K
VGT icon
112
Vanguard Information Technology ETF
VGT
$147B
$889K 0.25%
197,320
-128
-0.1% -$12.2K
PEP icon
113
PepsiCo
PEP
$189B
$885K 0.25%
6,163
+56
+0.9% +$8.23K
HYHG icon
114
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$881K 0.25%
13,685
+1,749
+15% +$113K
STIP icon
115
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$877K 0.25%
8,569
-660
-7% -$67.9K
IUSV icon
116
iShares Core S&P US Value ETF
IUSV
$27.5B
$853K 0.24%
8,315
– –
IUSG icon
117
iShares Core S&P US Growth ETF
IUSG
$33.4B
$837K 0.24%
4,985
-909
-15% -$152K
IGHG icon
118
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$823K 0.23%
10,491
+1,433
+16% +$113K
CAT icon
119
Caterpillar
CAT
$395B
$818K 0.23%
2,664
-6
-0.2% -$3.33K
ZM icon
120
Zoom
ZM
$29.7B
$818K 0.23%
9,474
-1,634
-15% -$138K
UTEN icon
121
US Treasury 10 Year Note ETF
UTEN
$288M
$803K 0.23%
120,843
-12,253
-9% -$544K
RJF icon
122
Raymond James Financial
RJF
$34.4B
$802K 0.23%
4,997
+1,249
+33% +$202K
MSCI icon
123
MSCI
MSCI
$41.2B
$802K 0.23%
1,398
+6
+0.4% +$3.37K
EFAV icon
124
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$799K 0.23%
9,267
+9
+0.1% +$769
AGGY icon
125
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$798K 0.23%
18,121
-1,338
-7% -$59.3K
3 4
5
6 7

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
HCP
Hiddenite Capital Partners New York $381M AUM 73.07% 1-Year Est. Return

Empirical Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Empirical Asset Management held 387 positions worth $355M, down 1.6% from $360M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Empirical Asset Management's Q4 2025 filing shows 19 new, 116 increased, 197 reduced and 31 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K. The largest sale was LHA Risk-Managed Income ETF, an estimated $2.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2025 buy was Vanguard Morningstar Total Stock Market ETF: 8,218 shares worth $637K.
  • Empirical Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2025, an estimated $4.06M increase.
  • Empirical Asset Management's biggest Q4 2025 reduction was LHA Risk-Managed Income ETF, cutting an estimated $2.65M.
  • Empirical Asset Management fully exited Lam Research in Q4 2025, selling an estimated $980K.
  • Empirical Asset Management's ten largest holdings make up 24% of its $355M portfolio in Q4 2025.
  • Empirical Asset Management opened 19 new positions and closed 31 in Q4 2025.
  • Empirical Asset Management's portfolio value fell 1.6% quarter-over-quarter to $355M.

Based on Empirical Asset Management's 13F filing for Q4 2025, filed 6 Feb 2026.