Empirical Asset Management’s US Treasury 10 Year Note ETF UTEN Stock Holding History

Empirical Asset Management’s Portfolio UTEN Stock Details UTEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$665K	Buy	16,434 +642	+4%	+$27.1K	0.15%	193
2026 Q2	$682K	Sell	15,792 -345	-2%	-$14.9K	0.15%	168
2026 Q1	$704K	Sell	16,137 -104,706	-87%	-$4.61M	0.19%	149
2025 Q4	$803K	Sell	120,843 -12,253	-9%	-$544K	0.23%	121
2025 Q3	$1.35M	Buy	133,096 +35,023	+36%	+$1.53M	0.37%	62
2025 Q2	$4.31M	Buy	98,073 +4,310	+5%	+$187K	1.33%	10
2025 Q1	$4.12M	Buy	93,763 +13,371	+17%	+$576K	1.4%	11
2024 Q4	$3.42M	Buy	80,392 +4,612	+6%	+$201K	1.13%	11
2024 Q3	$3.44M	Buy	75,780 +19,190	+34%	+$860K	1.23%	11
2024 Q2	$2.46M	Buy	56,590 +6,343	+13%	+$274K	0.93%	16
2024 Q1	$2.21M	Buy	50,247 +1,769	+4%	+$78.2K	1.07%	15
2023 Q4	$2.19M	Sell	48,478 -1,401	-3%	-$60.6K	1.78%	6
2023 Q3	$2.14M	Buy	49,879 +1,906	+4%	+$84.4K	1.86%	5
2023 Q2	$2.18M	Buy	47,973 +2,505	+6%	+$116K	1.93%	5
2023 Q1	$2.13M	Buy	+45,468	New	+$2.1M	2.04%	5

Other funds holding UTEN

L.J. Altfest & Co New York $1.01B AUM 24.77% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $52.3B AUM 19.7% 1-Year Est. Return

Wealthcare Capital Management Richmond, Virginia $911M AUM 7.69% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Apollon Wealth Management Mount Pleasant, South Carolina $8.72B AUM 23.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Empirical Asset Management's UTEN Position: Q3 2026 in Review

Empirical Asset Management increased its US Treasury 10 Year Note ETF (UTEN) stake by 4.1% in Q3 2026, buying an estimated $27.1K and bringing the position to 16,434 shares worth $665K. The position accounts for 0.15% of the portfolio, ranked #193.

Empirical Asset Management first reported a position in UTEN in Q1 2023 and has held it in 15 quarters since. The position peaked at $4.31M in Q2 2025. 40 funds tracked by Wall St. Rank hold UTEN as of Q3 2026.

Empirical Asset Management held 16,434 shares of US Treasury 10 Year Note ETF worth $665K as of Q3 2026.
Empirical Asset Management bought 642 US Treasury 10 Year Note ETF shares in Q3 2026, an estimated $27.1K.
US Treasury 10 Year Note ETF made up 0.15% of Empirical Asset Management's portfolio in Q3 2026, its #193 holding.
Empirical Asset Management first reported a position in US Treasury 10 Year Note ETF in Q1 2023 and has held it in 15 quarters since.
Empirical Asset Management's US Treasury 10 Year Note ETF position peaked at $4.31M in Q2 2025.
40 funds tracked by Wall St. Rank held US Treasury 10 Year Note ETF as of Q3 2026.

Based on Empirical Asset Management's 13F filing for Q3 2026, filed 12 Nov 2026.