EAM

Empery Asset Management Portfolio holdings

AUM $113M
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$16.8M
AUM Growth
-$1.66M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
94
New
Increased
Reduced
Closed

Top Buys

1
+$2.78M
2
+$1.97M
3
+$1.8M
4
ATNX
Athenex, Inc. Common Stock
ATNX
+$746K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
+$665K

Top Sells

1
+$4.5M
2
+$1.71M
3
+$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
+$118K
5
SRZN icon
Surrozen
SRZN
+$118K

Sector Composition

1 Healthcare 42.69%
2 Technology 7.19%
3 Industrials 6.37%
4 Communication Services 0.37%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
$6K 0.04%
+20,495
77
$5K 0.03%
+3,112
78
$5K 0.03%
39,700
79
$4K 0.02%
60,240
80
$3K 0.02%
23,799
81
$3K 0.02%
99,999
82
$3K 0.02%
40,296
83
$2K 0.01%
33,336
84
$2K 0.01%
70,656
85
$1K 0.01%
48,382
86
$1K 0.01%
15,961
87
$1K 0.01%
37,500
88
$1K 0.01%
50,000
89
– –
-675,000
90
– –
-99,835
91
– –
-24
92
– –
-43,706
93
– –
-9,129
94
– –
-319,125
1 2 3
4